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Jumat, 03 Juni 2011

Jean-Jacques Rousseau (1712—1778)

Jean-Jacques Rousseau was one of the most influential thinkers during the Enlightenment in eighteenth century Europe. His first major philosophical work, A Discourse on the Sciences and Arts, was the winning response to an essay contest conducted by the Academy of Dijon in 1750. In this work, Rousseau argues that the progression of the sciences and arts has caused the corruption of virtue and morality. This discourse won Rousseau fame and recognition, and it laid much of the philosophical groundwork for a second, longer work, The Discourse on the Origin of Inequality. The second discourse did not win the Academy’s prize, but like the first, it was widely read and further solidified Rousseau’s place as a significant intellectual figure. The central claim of the work is that human beings are basically good by nature, but were corrupted by the complex historical events that resulted in present day civil society.Rousseau’s praise of nature is a theme that continues throughout his later works as well, the most significant of which include his comprehensive work on the philosophy of education, the Emile, and his major work on political philosophy, The Social Contract: both published in 1762. These works caused great controversy in France and were immediately banned by Paris authorities. Rousseau fled France and settled in Switzerland, but he continued to find difficulties with authorities and quarrel with friends. The end of Rousseau’s life was marked in large part by his growing paranoia and his continued attempts to justify his life and his work. This is especially evident in his later books, The Confessions, The Reveries of the Solitary Walker, and Rousseau: Judge of Jean-Jacques.
Rousseau greatly influenced Immanuel Kant’s work on ethics. His novel Julie or the New Heloise impacted the late eighteenth century’s Romantic Naturalism movement, and his political ideals were championed by leaders of the French Revolution.

Table of Contents

  1. Life
    1. Traditional Biography
    2. The Confessions: Rousseau’s Autobiography
  2. Background
    1. The Beginnings of Modern Philosophy and the Enlightenment
    2. The State of Nature as a Foundation for Ethics and Political Philosophy
  3. The Discourses
    1. Discourse on the Sciences and Arts
    2. Discourse on the Origin of Inequality
    3. Discourse on Political Economy
  4. The Social Contract
    1. Background
    2. The General Will
    3. Equality, Freedom, and Sovereignty
  5. The Emile
    1. Background
    2. Education
    3. Women, Marriage, and Family
    4. The Profession of Faith of the Savoyard Vicar
  6. Other Works
    1. Julie or the New Heloise
    2. Reveries of the Solitary Walker
    3. Rousseau: Judge of Jean Jacques
  7. Historical and Philosophical Influence
  8. References and Further Reading
    1. Works by Rousseau
    2. Works about Rousseau

1. Life

a. Traditional Biography

Jean-Jacques Rousseau was born to Isaac Rousseau and Suzanne Bernard in Geneva on June 28, 1712. His mother died only a few days later on July 7, and his only sibling, an older brother, ran away from home when Rousseau was still a child. Rousseau was therefore brought up mainly by his father, a clockmaker, with whom at an early age he read ancient Greek and Roman literature such as the Lives of Plutarch. His father got into a quarrel with a French captain, and at the risk of imprisonment, left Geneva for the rest of his life. Rousseau stayed behind and was cared for by an uncle who sent him along with his cousin to study in the village of Bosey. In 1725, Rousseau was apprenticed to an engraver and began to learn the trade. Although he did not detest the work, he thought his master to be violent and tyrannical. He therefore left Geneva in 1728, and fled to Annecy. Here he met Louise de Warens, who was instrumental in his conversion to Catholicism, which forced him to forfeit his Genevan citizenship (in 1754 he would make a return to Geneva and publicly convert back to Calvanism). Rousseau’s relationship to Mme. de Warens lasted for several years and eventually became romantic. During this time he earned money through secretarial, teaching, and musical jobs.
In 1742 Rousseau went to Paris to become a musician and composer. After two years spent serving a post at the French Embassy in Venice, he returned in 1745 and met a linen-maid named Therese Levasseur, who would become his lifelong companion (they eventually married in 1768). They had five children together, all of whom were left at the Paris orphanage. It was also during this time that Rousseau became friendly with the philosophers Condillac and Diderot. He worked on several articles on music for Diderot and d’Alembert’s Encyclopedie. In 1750 he published the Discourse on the Arts and Sciences, a response to the Academy of Dijon’s essay contest on the question, “Has the restoration of the sciences and arts tended to purify morals?” This discourse is what originally made Rousseau famous as it won the Academy’s prize. The work was widely read and was controversial. To some, Rousseau’s condemnation of the arts and sciences in the First Discourse made him an enemy of progress altogether, a view quite at odds with that of the Enlightenment project. Music was still a major part of Rousseau’s life at this point, and several years later, his opera, Le Devin du Village (The Village Soothsayer) was a great success and earned him even more recognition. But Rousseau attempted to live a modest life despite his fame, and after the success of his opera, he promptly gave up composing music.
In the autumn of 1753, Rousseau submitted an entry to another essay contest announced by the Academy of Dijon. This time, the question posed was, “What is the origin of inequality among men, and is it authorized by the natural law?” Rousseau’s response would become the Discourse on the Origin of Inequality Among Men. Rousseau himself thought this work to be superior to the First Discourse because the Second Discourse was significantly longer and more philosophically daring. The judges were irritated by its length as well its bold and unorthodox philosophical claims; they never finished reading it. However, Rousseau had already arranged to have it published elsewhere and like the First Discourse, it also was also widely read and discussed.
In 1756, a year after the publication of the Second Discourse, Rousseau and Therese Levasseur left Paris after being invited to a house in the country by Mme. D’Epinay, a friend to the philosophes. His stay here lasted only a year and involved an affair with a woman named Sophie d’Houdetot, the mistress of his friend Saint-Lambert. In 1757, after repeated quarrels with Mme. D’Epinay and her other guests including Diderot, Rousseau moved to lodgings near the country home of the Duke of Luxemburg at Montmorency.
It was during this time that Rousseau wrote some of his most important works. In 1761 he published a novel, Julie or the New Heloise, which was one of the best selling of the century. Then, just a year later in 1762, he published two major philosophical treatises: in April his definitive work on political philosophy, The Social Contract, and in May a book detailing his views on education, Emile. Paris authorities condemned both of these books, primarily for claims Rousseau made in them about religion, which forced him to flee France. He settled in Switzerland and in 1764 he began writing his autobiography, his Confessions. A year later, after encountering difficulties with Swiss authorities, he spent time in Berlin and Paris, and eventually moved to England at the invitation of David Hume. However, due to quarrels with Hume, his stay in England lasted only a year, and in 1767 he returned to the southeast of France incognito.
After spending three years in the southeast, Rousseau returned to Paris in 1770 and copied music for a living. It was during this time that he wrote Rousseau: Judge of Jean-Jacques and the Reveries of the Solitary Walker, which would turn out to be his final works. He died on July 3, 1778. His Confessions were published several years after his death; and his later political writings, in the nineteenth century.

b. The Confessions: Rousseau’s Autobiography

Rousseau’s own account of his life is given in great detail in his Confessions, the same title that Saint Augustine gave his autobiography over a thousand years earlier. Rousseau wrote the Confessions late in his career, and it was not published until after his death. Incidentally, two of his other later works, the “Reveries of the Solitary Walker” and “Rousseau Judge of Jean Jacques” are also autobiographical. What is particularly striking about the Confessions is the almost apologetic tone that Rousseau takes at certain points to explain the various public as well as private events in his life, many of which caused great controversy. It is clear from this book that Rousseau saw the Confessions as an opportunity to justify himself against what he perceived as unfair attacks on his character and misunderstandings of his philosophical thought.
His life was filled with conflict, first when he was apprenticed, later in academic circles with other Enlightenment thinkers like Diderot and Voltaire, with Parisian and Swiss authorities and even with David Hume. Although Rousseau discusses these conflicts, and tries to explain his perspective on them, it is not his exclusive goal to justify all of his actions. He chastises himself and takes responsibility for many of these events, such as his extra-marital affairs. At other times, however, his paranoia is clearly evident as he discusses his intense feuds with friends and contemporaries. And herein lays the fundamental tension in the Confessions. Rousseau is at the same time trying both to justify his actions to the public so that he might gain its approval, but also to affirm his own uniqueness as a critic of that same public.

2. Background

a. The Beginnings of Modern Philosophy and the Enlightenment

Rousseau’s major works span the mid to late eighteenth century. As such, it is appropriate to consider Rousseau, at least chronologically, as an Enlightenment thinker. However, there is dispute as to whether Rousseau’s thought is best characterized as “Enlightenment” or “counter-Enlightenment.” The major goal of Enlightenment thinkers was to give a foundation to philosophy that was independent of any particular tradition, culture, or religion: one that any rational person would accept. In the realm of science, this project has its roots in the birth of modern philosophy, in large part with the seventeenth century philosopher, René Descartes. Descartes was very skeptical about the possibility of discovering final causes, or purposes, in nature. Yet this teleological understanding of the world was the very cornerstone of Aristotelian metaphysics, which was the established philosophy of the time. And so Descartes’ method was to doubt these ideas, which he claims can only be understood in a confused way, in favor of ideas that he could conceive clearly and distinctly. In the Meditations, Descartes claims that the material world is made up of extension in space, and this extension is governed by mechanical laws that can be understood in terms of pure mathematics.

b. The State of Nature as a Foundation for Ethics and Political Philosophy

The scope of modern philosophy was not limited only to issues concerning science and metaphysics. Philosophers of this period also attempted to apply the same type of reasoning to ethics and politics. One approach of these philosophers was to describe human beings in the “state of nature.” That is, they attempted to strip human beings of all those attributes that they took to be the results of social conventions. In doing so, they hoped to uncover certain characteristics of human nature that were universal and unchanging. If this could be done, one could then determine the most effective and legitimate forms of government.
The two most famous accounts of the state of nature prior to Rousseau’s are those of Thomas Hobbes and John Locke. Hobbes contends that human beings are motivated purely by self-interest, and that the state of nature, which is the state of human beings without civil society, is the war of every person against every other. Hobbes does say that while the state of nature may not have existed all over the world at one particular time, it is the condition in which humans would be if there were no sovereign. Locke’s account of the state of nature is different in that it is an intellectual exercise to illustrate people’s obligations to one another. These obligations are articulated in terms of natural rights, including rights to life, liberty and property. Rousseau was also influenced by the modern natural law tradition, which attempted to answer the challenge of skepticism through a systematic approach to human nature that, like Hobbes, emphasized self-interest. Rousseau therefore often refers to the works of Hugo Grotius, Samuel von Pufendorf, Jean Barbeyrac, and Jean-Jacques Burlamaqui. Rousseau would give his own account of the state of nature in the Discourse on the Origin and Foundations of Inequality Among Men, which will be examined below.
Also influential were the ideals of classical republicanism, which Rousseau took to be illustrative of virtues. These virtues allow people to escape vanity and an emphasis on superficial values that he thought to be so prevalent in modern society. This is a major theme of the Discourse on the Sciences and Arts.

3. The Discourses

a. Discourse on the Sciences and Arts

This is the work that originally won Rousseau fame and recognition. The Academy of Dijon posed the question, “Has the restoration of the sciences and arts tended to purify morals?” Rousseau’s answer to this question is an emphatic “no.” The First Discourse won the academy’s prize as the best essay. The work is perhaps the greatest example of Rousseau as a “counter-Enlightenment” thinker. For the Enlightenment project was based on the idea that progress in fields like the arts and sciences do indeed contribute to the purification of morals on individual, social, and political levels.
The First Discourse begins with a brief introduction addressing the academy to which the work was submitted. Aware that his stance against the contribution of the arts and sciences to morality could potentially offend his readers, Rousseau claims, “I am not abusing science…I am defending virtue before virtuous men.” (First Discourse, Vol. I, p. 4). In addition to this introduction, the First Discourse is comprised of two main parts.
The first part is largely an historical survey. Using specific examples, Rousseau shows how societies in which the arts and sciences flourished more often than not saw the decline of morality and virtue. He notes that it was after philosophy and the arts flourished that ancient Egypt fell. Similarly, ancient Greece was once founded on notions of heroic virtue, but after the arts and sciences progressed, it became a society based on luxury and leisure. The one exception to this, according to Rousseau, was Sparta, which he praises for pushing the artists and scientists from its walls. Sparta is in stark contrast to Athens, which was the heart of good taste, elegance, and philosophy. Interestingly, Rousseau here discusses Socrates, as one of the few wise Athenians who recognized the corruption that the arts and sciences were bringing about. Rousseau paraphrases Socrates’ famous speech in the Apology. In his address to the court, Socrates says that the artists and philosophers of his day claim to have knowledge of piety, goodness, and virtue, yet they do not really understand anything. Rousseau’s historical inductions are not limited to ancient civilizations, however, as he also mentions China as a learned civilization that suffers terribly from its vices.
The second part of the First Discourse is an examination of the arts and sciences themselves, and the dangers they bring. First, Rousseau claims that the arts and sciences are born from our vices: “Astronomy was born from superstition; eloquence from ambition, hate, flattery, and falsehood; geometry from avarice, physics from vain curiosity; all, even moral philosophy, from human pride.” (First Discourse, Vol. I, p. 12). The attack on sciences continues as Rousseau articulates how they fail to contribute anything positive to morality. They take time from the activities that are truly important, such as love of country, friends, and the unfortunate. Philosophical and scientific knowledge of subjects such as the relationship of the mind to the body, the orbit of the planets, and physical laws that govern particles fail to genuinely provide any guidance for making people more virtuous citizens. Rather, Rousseau argues that they create a false sense of need for luxury, so that science becomes simply a means for making our lives easier and more pleasurable, but not morally better.
The arts are the subject of similar attacks in the second part of the First Discourse. Artists, Rousseau says, wish first and foremost to be applauded. Their work comes from a sense of wanting to be praised as superior to others. Society begins to emphasize specialized talents rather than virtues such as courage, generosity, and temperance. This leads to yet another danger: the decline of military virtue, which is necessary for a society to defend itself against aggressors. And yet, after all of these attacks, the First Discourse ends with the praise of some very wise thinkers, among them, Bacon, Descartes, and Newton. These men were carried by their vast genius and were able to avoid corruption. However, Rousseau says, they are exceptions; and the great majority of people ought to focus their energies on improving their characters, rather than advancing the ideals of the Enlightenment in the arts and sciences.

b. Discourse on the Origin of Inequality

The Second Discourse, like the first, was a response to a question put forth by the academy of Dijon: “What is the origin of inequality among men; and is it authorized by the natural law?” Rousseau’s response to this question, the Discourse on the Origin of Inequality, is significantly different from the First Discourse for several reasons. First, in terms of the academy’s response, the Second Discourse was not nearly as well received. It exceeded the desired length, it was four times the length of the first, and made very bold philosophical claims; unlike the First Discourse, it did not win the prize. However, as Rousseau was now a well-known and respected author, he was able to have it published independently. Secondly, if the First Discourse is indicative of Rousseau as a “counter-Enlightenment” thinker, the Second Discourse, by contrast, can rightly be considered to be representative of Enlightenment thought. This is primarily because Rousseau, like Hobbes, attacks the classical notion of human beings as naturally social. Finally, in terms of its influence, the Second Discourse is now much more widely read, and is more representative of Rousseau’s general philosophical outlook. In the Confessions, Rousseau writes that he himself sees the Second Discourse as far superior to the first.
The Discourse on the Origin of Inequality is divided into four main parts: a dedication to the Republic of Geneva, a short preface, a first part, and a second part. The scope of Rousseau’s project is not significantly different from that of Hobbes in the Leviathan or Locke in the Second Treatise on Government. Like them, Rousseau understands society to be an invention, and he attempts to explain the nature of human beings by stripping them of all of the accidental qualities brought about by socialization. Thus, understanding human nature amounts to understanding what humans are like in a pure state of nature. This is in stark contrast to the classical view, most notably that of Aristotle, which claims that the state of civil society is the natural human state. Like Hobbes and Locke, however, it is doubtful that Rousseau meant his readers to understand the pure state of nature that he describes in the Second Discourse as a literal historical account. In its opening, he says that it must be denied that men were ever in the pure state of nature, citing revelation as a source which tells us that God directly endowed the first man with understanding (a capacity that he will later say is completely undeveloped in natural man). However, it seems in other parts of the Second Discourse that Rousseau is positing an actual historical account. Some of the stages in the progression from nature to civil society, Rousseau will argue, are empirically observable in so-called primitive tribes. And so the precise historicity with which one ought to regard Rousseau’s state of nature is the matter of some debate.
Part one is Rousseau’s description of human beings in the pure state of nature, uncorrupted by civilization and the socialization process. And although this way of examining human nature is consistent with other modern thinkers, Rousseau’s picture of “man in his natural state,” is radically different. Hobbes describes each human in the state of nature as being in a constant state of war against all others; hence life in the state of nature is solitary, poor, nasty, brutish, and short. But Rousseau argues that previous accounts such as Hobbes’ have all failed to actually depict humans in the true state of nature. Instead, they have taken civilized human beings and simply removed laws, government, and technology. For humans to be in a constant state of war with one another, they would need to have complex thought processes involving notions of property, calculations about the future, immediate recognition of all other humans as potential threats, and possibly even minimal language skills. These faculties, according to Rousseau, are not natural, but rather, they develop historically. In contrast to Hobbes, Rousseau describes natural man as isolated, timid, peaceful, mute, and without the foresight to worry about what the future will bring.
Purely natural human beings are fundamentally different from the egoistic Hobbesian view in another sense as well. Rousseau acknowledges that self-preservation is one principle of motivation for human actions, but unlike Hobbes, it is not the only principle. If it were, Rousseau claims that humans would be nothing more than monsters. Therefore, Rousseau concludes that self-preservation, or more generally self-interest, is only one of two principles of the human soul. The second principle is pity; it is “an innate repugnance to see his fellow suffer.” (Second Discourse, Vol. II, p. 36). It may seem that Rousseau’s depiction of natural human beings is one that makes them no different from other animals. However, Rousseau says that unlike all other creatures, humans are free agents. They have reason, although in the state of nature it is not yet developed. But it is this faculty that makes the long transition from the state of nature to the state of civilized society possible. He claims that if one examines any other species over the course of a thousand years, they will not have advanced significantly. Humans can develop when circumstances arise that trigger the use of reason.
Rousseau’s praise of humans in the state of nature is perhaps one of the most misunderstood ideas in his philosophy. Although the human being is naturally good and the “noble savage” is free from the vices that plague humans in civil society, Rousseau is not simply saying that humans in nature are good and humans in civil society are bad. Furthermore, he is not advocating a return to the state of nature, though some commentators, even his contemporaries such as Voltaire, have attributed such a view to him. Human beings in the state of nature are amoral creatures, neither virtuous nor vicious. After humans leave the state of nature, they can enjoy a higher form of goodness, moral goodness, which Rousseau articulates most explicitly in the Social Contract.
Having described the pure state of nature in the first part of the Second Discourse, Rousseau’s task in the second part is to explain the complex series of historical events that moved humans from this state to the state of present day civil society. Although they are not stated explicitly, Rousseau sees this development as occurring in a series of stages. From the pure state of nature, humans begin to organize into temporary groups for the purposes of specific tasks like hunting an animal. Very basic language in the form of grunts and gestures comes to be used in these groups. However, the groups last only as long as the task takes to be completed, and then they dissolve as quickly as they came together. The next stage involves more permanent social relationships including the traditional family, from which arises conjugal and paternal love. Basic conceptions of property and feelings of pride and competition develop in this stage as well. However, at this stage they are not developed to the point that they cause the pain and inequality that they do in present day society. If humans could have remained in this state, they would have been happy for the most part, primarily because the various tasks that they engaged in could all be done by each individual. The next stage in the historical development occurs when the arts of agriculture and metallurgy are discovered. Because these tasks required a division of labor, some people were better suited to certain types of physical labor, others to making tools, and still others to governing and organizing workers. Soon, there become distinct social classes and strict notions of property, creating conflict and ultimately a state of war not unlike the one that Hobbes describes. Those who have the most to lose call on the others to come together under a social contract for the protection of all. But Rousseau claims that the contract is specious, and that it was no more than a way for those in power to keep their power by convincing those with less that it was in their interest to accept the situation. And so, Rousseau says, “All ran to meet their chains thinking they secured their freedom, for although they had enough reason to feel the advantages of political establishment, they did not have enough experience to foresee its dangers.” (Second Discourse, Vol. II, p. 54).
The Discourse on the Origin of Inequality remains one of Rousseau’s most famous works, and lays the foundation for much of his political thought as it is expressed in the Discourse on Political Economy and Social Contract. Ultimately, the work is based on the idea that by nature, humans are essentially peaceful, content, and equal. It is the socialization process that has produced inequality, competition, and the egoistic mentality.

c. Discourse on Political Economy

The Discourse on Political Economy originally appeared in Diderot and d’Alembert’s Encyclopedia. In terms of its content the work seems to be, in many ways, a precursor to the Social Contract, which would appear in 1762. And whereas the Discourse on the Sciences and Arts and the Discourse on the Origin of Inequality look back on history and condemn what Rousseau sees as the lack of morality and justice in his own present day society, this work is much more constructive. That is, the Discourse on Political Economy explains what he takes to be a legitimate political regime.
The work is perhaps most significant because it is here that Rousseau introduces the concept of the “general will,” a major aspect of his political thought which is further developed in the Social Contract. There is debate among scholars about how exactly one ought to interpret this concept, but essentially, one can understand the general will in terms of an analogy. A political society is like a human body. A body is a unified entity though it has various parts that have particular functions. And just as the body has a will that looks after the well-being of the whole, a political state also has a will which looks to its general well-being. The major conflict in political philosophy occurs when the general will is at odds with one or more of the individual wills of its citizens.
With the conflict between the general and individual wills in mind, Rousseau articulates three maxims which supply the basis for a politically virtuous state: (1) Follow the general will in every action; (2) Ensure that every particular will is in accordance with the general will; and (3) Public needs must be satisfied. Citizens follow these maxims when there is a sense of equality among them, and when they develop a genuine respect for law. This again is in contrast to Hobbes, who says that laws are only followed when people fear punishment. That is, the state must make the penalty for breaking the law so severe that people do not see breaking the law to be of any advantage to them. Rousseau claims, instead, that when laws are in accordance with the general will, good citizens will respect and love both the state and their fellow citizens. Therefore, citizens will see the intrinsic value in the law, even in cases in which it may conflict with their individual wills.

4. The Social Contract

a. Background

The Social Contract is, like the Discourse on Political Economy, a work that is more philosophically constructive than either of the first two Discourses. Furthermore, the language used in the first and second Discourses is crafted in such a way as to make them appealing to the public, whereas the tone of the Social Contract is not nearly as eloquent and romantic. Another more obvious difference is that the Social Contract was not nearly as well-received; it was immediately banned by Paris authorities. And although the first two Discourses were, at the time of their publication, very popular, they are not philosophically systematic. The Social Contract, by contrast, is quite systematic and outlines how a government could exist in such a way that it protects the equality and character of its citizens. But although Rousseau’s project is different in scope in the Social Contract than it was in the first two Discourses, it would be a mistake to say that there is no philosophical connection between them. For the earlier works discuss the problems in civil society as well as the historical progression that has led to them. The Discourse on the Sciences and Arts claims that society has become such that no emphasis is put on the importance of virtue and morality. The Discourse on the Origin of Inequality traces the history of human beings from the pure state of nature through the institution of a specious social contract that results in present day civil society. The Social Contract does not deny any of these criticisms. In fact, chapter one begins with one of Rousseau’s most famous quotes, which echoes the claims of his earlier works: “Man was/is born free; and everywhere he is in chains.” (Social Contract, Vol. IV, p. 131). But unlike the first two Discourses, the Social Contract looks forward, and explores the potential for moving from the specious social contract to a legitimate one.

b. The General Will

The concept of the general will, first introduced in the Discourse on Political Economy, is further developed in the Social Contract although it remains ambiguous and difficult to interpret. The most pressing difficulty that arises is in the tension that seems to exist between liberalism and communitarianism. On one hand, Rousseau argues that following the general will allows for individual diversity and freedom. But at the same time, the general will also encourages the well-being of the whole, and therefore can conflict with the particular interests of individuals. This tension has led some to claim that Rousseau’s political thought is hopelessly inconsistent, although others have attempted to resolve the tension in order to find some type of middle ground between the two positions. Despite these difficulties, however, there are some aspects of the general will that Rousseau clearly articulates. First, the general will is directly tied to Sovereignty: but not Sovereignty merely in the sense of whomever holds power. Simply having power, for Rousseau, is not sufficient for that power to be morally legitimate. True Sovereignty is directed always at the public good, and the general will, therefore, speaks always infallibly to the benefit of the people. Second, the object of the general will is always abstract, or for lack of a better term, general. It can set up rules, social classes, or even a monarchial government, but it can never specify the particular individuals who are subject to the rules, members of the classes, or the rulers in the government. This is in keeping with the idea that the general will speaks to the good of the society as a whole. It is not to be confused with the collection of individual wills which would put their own needs, or the needs of particular factions, above those of the general public. This leads to a related point. Rousseau argues that there is an important distinction to be made between the general will and the collection of individual wills: “There is often a great deal of difference between the will of all and the general will. The latter looks only to the common interest; the former considers private interest and is only a sum of private wills. But take away from these same wills the pluses and minuses that cancel each other out, and the remaining sum of the differences is the general will.” (Social Contract, Vol. IV, p. 146). This point can be understood in an almost Rawlsian sense, namely that if the citizens were ignorant of the groups to which they would belong, they would inevitably make decisions that would be to the advantage of the society as a whole, and thus be in accordance with the general will.

c. Equality, Freedom, and Sovereignty

One problem that arises in Rousseau’s political theory is that the Social Contract purports to be a legitimate state in one sense because it frees human beings from their chains. But if the state is to protect individual freedom, how can this be reconciled with the notion of the general will, which looks always to the welfare of the whole and not to the will of the individual? This criticism, although not unfounded, is also not devastating. To answer it, one must return to the concepts of Sovereignty and the general will. True Sovereignty, again, is not simply the will of those in power, but rather the general will. Sovereignty does have the proper authority override the particular will of an individual or even the collective will of a particular group of individuals. However, as the general will is infallible, it can only do so when intervening will be to the benefit of the society. To understand this, one must take note of Rousseau’s emphasis on the equality and freedom of the citizens. Proper intervention on the part of the Sovereign is therefore best understood as that which secures the freedom and equality of citizens rather than that which limits them. Ultimately, the delicate balance between the supreme authority of the state and the rights of individual citizens is based on a social compact that protects society against factions and gross differences in wealth and privilege among its members.

5. The Emile

a. Background

The Emile or On Education is essentially a work that details Rousseau’s philosophy of education. It was originally published just several months after the Social Contract. Like the Social Contract, the Emile was immediately banned by Paris authorities, which prompted Rousseau to flee France. The major point of controversy in the Emile was not in his philosophy of education per se, however. Rather, it was the claims in one part of the book, the Profession of Faith of the Savoyard Vicar in which Rousseau argues against traditional views of religion that led to the banning of the book. The Emile is unique in one sense because it is written as part novel and part philosophical treatise. Rousseau would use this same form in some of his later works as well. The book is written in first person, with the narrator as the tutor, and describes his education of a pupil, Emile, from birth to adulthood.

b. Education

The basic philosophy of education that Rousseau advocates in the Emile, much like his thought in the first two Discourses, is rooted in the notion that human beings are good by nature. The Emile is a large work, which is divided into five Books, and Book One opens with Rousseau’s claim that the goal of education should be to cultivate our natural tendencies. This is not to be confused with Rousseau’s praise of the pure state of nature in the Second Discourse. Rousseau is very clear that a return the state of nature once human beings have become civilized is not possible. Therefore, we should not seek to be noble savages in the literal sense, with no language, no social ties, and an underdeveloped faculty of reason. Rather, Rousseau says, someone who has been properly educated will be engaged in society, but relate to his or her fellow citizens in a natural way.
At first glance, this may seem paradoxical: If human beings are not social by nature, how can one properly speak of more or less natural ways of socializing with others? The best answer to this question requires an explanation of what Rousseau calls the two forms of self-love: amour-propre and amour de soi. Amour de soi is a natural form of self-love in that it does not depend on others. Rousseau claims that by our nature, each of us has this natural feeling of love toward ourselves. By contrast, amour-propre is an unnatural self-love and is a negative product of the socialization process. Unlike amour de soi, amour-propre is a love of self that depends on comparing oneself with others. Essentially it consists in someone basing his or her self-worth on a perceived superiority to another. It breeds contempt, hostility, and frivolous competition. In fact, it is precisely these negative consequences that are under attack in the Discourse on the Sciences and Arts.
Rousseau’s philosophy of education, therefore, is not geared simply at particular techniques that best ensure that the pupil will absorb information and concepts. It is better understood as a way of ensuring that the pupil’s character be developed in such a way as to have a healthy sense of self-worth and morality. This will allow the pupil to be virtuous even in the unnatural and imperfect society in which he lives. The character of Emile begins learning important moral lessons from his infancy, thorough childhood, and into early adulthood. His education relies on the tutor’s constant supervision. The tutor must even manipulate the environment in order to teach sometimes difficult moral lessons about humility, chastity, and honesty.

c. Women, Marriage, and Family

As Emile’s is a moral education, Rousseau discusses in great detail how the young pupil is to be brought up to regard women and sexuality. He introduces the character of Sophie, and explains how her education differs from Emile’s. Hers is not as focused on theoretical matters, as men’s minds are more suited to that type of thinking. Rousseau’s view on the nature of the relationship between men and women is rooted in the notion that men are stronger and therefore more independent. They depend on women only because they desire them. By contrast, women both need and desire men. Sophie is educated in such a way that she will fill what Rousseau takes to be her natural role as a wife. She is to be submissive to Emile. And although Rousseau advocates these very specific gender roles, it would be a mistake to take the view that Rousseau regards men as simply superior to women. Women have particular talents that men do not; Rousseau says that women are cleverer than men, and that they excel more in matters of practical reason. These views are continually discussed among both feminist and Rousseau scholars.

d. The Profession of Faith of the Savoyard Vicar

The Profession of Faith of the Savoyard Vicar is part of the fourth Book of the Emile. In his discussion of how to properly educate a pupil about religious matters, the tutor recounts a tale of an Italian who thirty years before was exiled from his town. Disillusioned, the young man was aided by a priest who explained his own views of religion, nature, and science. Rousseau then writes in the first person from the perspective of this young man, and recounts the Vicar’s speech.
The priest begins by explaining how, after a scandal in which he broke his vow of celibacy, he was arrested, suspended, and then dismissed. In his woeful state, the priest began to question all of his previously held ideas. Doubting everything, the priest attempts a Cartesian search for truth by doubting all things that he does not know with absolute certainty. But unlike Descartes, the Vicar is unable to come to any kind of clear and distinct ideas that could not be doubted. Instead, he follows what he calls the “Inner Light” which provides him with truths so intimate that he cannot help but accept them, even though they may be subject to philosophical difficulties. Among these truths, the Vicar finds that he exists as a free being with a free will which is distinct from his body that is not subject to physical, mechanical laws of motion. To the problem of how his immaterial will moves his physical body, the Vicar simply says “I cannot tell, but I perceive that it does so in myself; I will to do something and I do it; I will to move my body and it moves, but if an inanimate body, when at rest, should begin to move itself, the thing is incomprehensible and without precedent. The will is known to me in its action, not in its nature.” (Emile, p. 282). The discussion is particularly significant in that it marks the most comprehensive metaphysical account in Rousseau’s thought.
The Profession of Faith also includes the controversial discussion of natural religion, which was in large part the reason why Emile was banned. The controversy of this doctrine is the fact that it is categorically opposed to orthodox Christian views, specifically the claim that Christianity is the one true religion. The Vicar claims instead that knowledge of God is found in the observation of the natural order and one’s place in it. And so, any organized religion that correctly identifies God as the creator and preaches virtue and morality, is true in this sense. Therefore, the Vicar concludes, each citizen should dutifully practice the religion of his or her own country so long as it is in line with the religion, and thus morality, of nature.

6. Other Works

a. Julie or the New Heloise

Julie or the New Heloise remains one of Rousseau’s popular works, though it is not a philosophical treatise, but rather a novel. The work tells the story of Julie d’Etange and St. Preux, who were one time lovers. Later, at the invitation of her husband, St. Preux unexpectedly comes back into Julie’s life. Although not a work of philosophy per se, Julie or the New Heloise is still unmistakably Rousseau’s. The major tenets of his thought are clearly evident; the struggle of the individual against societal norms, emotions versus reason, and the goodness of human nature are all prevalent themes.

b. Reveries of the Solitary Walker

Rousseau began writing the Reveries of the Solitary Walker in the fall of 1776. By this time, he had grown increasingly distressed over the condemnation of several of his works, most notably the Emile and the Social Contract. This public rejection, combined with rifts in his personal relationships, left him feeling betrayed and even as though he was the victim of a great conspiracy. The work is divided into ten “walks” in which Rousseau reflects on his life, what he sees as his contribution to the public good, and how he and his work have been misunderstood. It is interesting that Rousseau returns to nature, which he had always praised throughout his career. One also recognizes in this praise the recognition of God as the just creator of nature, a theme so prevalent in the Profession of Faith of the Savoyard Vicar. The Reveries of the Solitary Walker, like many of Rousseau’s other works, is part story and part philosophical treatise. The reader sees in it, not only philosophy, but also the reflections of the philosopher himself.

c. Rousseau: Judge of Jean Jacques

The most distinctive feature of this late work, often referred to simply as the Dialogues, is that it is written in the form of three dialogues. The characters in the dialogues are “Rousseau” and an interlocutor identified simply as a “Frenchman.” The subject of these characters’ conversations is the author “Jean-Jacques,” who is the actual historical Rousseau. This somewhat confusing arrangement serves the purpose of Rousseau judging his own career. The character “Rousseau,” therefore, represents Rousseau had he not written his collected works but instead had discovered them as if they were written by someone else. What would he think of this author, represented in the Dialogues as the character “Jean-Jacques?” This self-examination makes two major claims. First, like the Reveries, it makes clearly evident the fact that Rousseau felt victimized and betrayed, and shows perhaps even more so than the Reveries, Rousseau’s growing paranoia. And second, the Dialogues represent one of the few places that Rousseau claims his work is systematic. He claims that there is a philosophical consistency that runs throughout his works. Whether one accepts that such a system is present in Rousseau’s philosophy or not is a question that was not only debated during Rousseau’s time, but is also continually discussed among contemporary scholars.

7. Historical and Philosophical Influence

It is difficult to overestimate Rousseau’s influence, both in the Western philosophical tradition, and historically. Perhaps his greatest directly philosophical influence is on the ethical thought of Immanuel Kant. This may seem puzzling at first glance. For Kant, the moral law is based on rationality, whereas in Rousseau, there is a constant theme of nature and even the emotional faculty of pity described in the Second Discourse. This theme in Rousseau’s thought is not to be ignored, and it would be a mistake to understand Rousseau’s ethics merely as a precursor to Kant; certainly Rousseau is unique and significant in his own respect. But despite these differences, the influence on Kant is undeniable. The Profession of Faith of the Savoyard Vicar is one text in particular that illustrates this influence. The Vicar claims that the correct view of the universe is to see oneself not at the center of things, but rather on the circumference, with all people realizing that we have a common center. This same notion is expressed in the Rousseau’s political theory, particularly in the concept of the general will. In Kant’s ethics, one of the major themes is the claim that moral actions are those that can be universalized. Morality is something separate from individual happiness: a view that Rousseau undoubtedly expresses as well.
A second major influence is Rousseau’s political thought. Not only is he one of the most important figures in the history of political philosophy, later influencing Karl Marx among others, but his works were also championed by the leaders of the French Revolution. And finally, his philosophy was largely instrumental in the late eighteenth century Romantic Naturalism movement in Europe thanks in large part to Julie or the New Heloise and the Reveries of the Solitary Walker.
Contemporary Rousseau scholarship continues to discuss many of the same issues that were debated in the eighteenth century. The tension in his political thought between individual liberty and totalitarianism continues to be an issue of controversy among scholars. Another aspect of Rousseau’s philosophy that has proven to be influential is his view of the family, particularly as it pertains to the roles of men and women.

8. References and Further Reading

a. Works by Rousseau

Below is a list of Rousseau’s major works in chronological order. The titles are given in the original French as well as the English translation. Following the title is the year of the work’s first publication and, for some works, a brief description:
  • Discours sur les Sciences et les Arts (Discourse on the Sciences and Arts), 1750.
    • Often referred to as the “First Discourse,” this work was a submission to the Academy of Dijon’s essay contest, which it won, on the question, “Has the restoration of the sciences and arts tended to purify morals?”
  • Le Devin du Village (The Village Soothsayer), 1753.
    • Rousseau’s opera: it was performed in France and widely successful.
  • Narcisse ou l’amant de lui-même (Narcissus or the lover of himself), 1753.
    • A play written by Rousseau.
  • Lettre sur la musique francaise (Letter on French music), 1753.
  • Discours sur l’origine et les fondments de l’inegalite (Discourse on the Origin and Foundations of Inequality), 1755.
    • Often referred to as the “Second Discourse,” this was another submission to an essay contest sponsored by the Academy of Dijon, though unlike the First Discourse, it did not win the prize. The Second Discourse is a response to the question, “What is the Origin of Inequality Among Men and is it Authorized by the Natural Law?”
  • Discours sur l’Économie politique (Discourse on Political Economy), 1755.
    • Sometimes called the “Third Discourse,” this work originally appeared in the Encyclopédie of Diderot and d’Alembert.
  • Lettre á d’Alembert sur les Spectacles (Letter to Alembert on the Theater), 1758.
  • Juli ou la Nouvelle Héloïse (Julie or the New Heloise), 1761.
    • A novel that was widely read and successful immediately after its publication.
  • Du Contract Social (The Social Contract), 1762.
    • Rousseau’s most comprehensive work on politics.
  • Émile ou de l’Éducation (Émile or On Education), 1762.
    • Rousseau’s major work on education. It also contains the Profession of Faith of the Savoyard Vicar, which documents Rousseau’s views on metaphysics, free will, and his controversial views on natural religion for which the work was banned by Parisian authorities.
  • Lettre á Christophe de Beaumont, Archévêque de Paris (Letter to Christopher de Beaumont, Archbishop of Paris), 1763.
  • Lettres écrites de la Montagne (Letters Written from the Mountain), 1764.
  • Dictionnaire de Musique (Dictionary of Music), 1767.
  • Émile et Sophie ou les Solitaires (Émile and Sophie or the Solitaries), 1780.
    • A short sequel to the Émile.
  • Considérations sur le gouverment de la Pologne (Considerations on the Government of Poland), 1782.
  • Les Confessions (The Confessions), Part I 1782, Part II 1789.
    • Rousseau’s autobiography.
  • Rousseau juge de Jean-Jacques, Dialogues (Rousseau judge of Jean-Jacques, Dialogues), First Dialogue 1780, Complete 1782.
  • Les Rêveries du Promeneur Solitaire (Reveries of the Solitary Walker), 1782.

b. Works about Rousseau

The standard original language edition is Ouevres completes de Jean Jacques Rousseau, eds. Bernard Gagnebin and Marcel Raymond, Paris: Gallimard, 1959-1995. The most comprehensive English translation of Rousseau’s works is the Collected Writings of Rousseau, series eds. Roger Masters and Christopher Kelly, Hanover: University Press of New England, 1990-1997. References are given by the title of the work, the volume number (in Roman Numerals), and the page number. The Collected Works do not include the Emile. References to this work are from Emile, trans. Barbara Foxley, London: Everyman, 2000. The following is a brief list of widely available secondary texts.
  • Cooper, Laurence D. Rousseau and Nature: The Problem of the Good Life. Penn State UP, 1999. Cranston, Maurice. Jean-Jacques: The Early Life and Work of Jean-Jacques, 1712- 1754. University of Chicago Press, 1991.
  • Cranston, Maurice. The Noble Savage: Jean-Jacques Rousseau, 1754-1762. University of Chicago Press, 1991.
  • Cranston, Maurice. The Solitary Self: Jean-Jacques Rousseau in Exile and Adversity. University of Chicago Press, 1997.
  • Dent, N.J.H. Rousseau. Blackwell, 1988.
  • Gourevitch, Victor. Rousseau: The ‘Discourses’ and Other Early Political Writings. Cambridge UP, 1997.
  • Gourevitch, Victor. Rousseau: The ‘Social Contract’ and Other Later Political Writings. Cambridge UP, 1997.
  • Melzer, Arthur. The Natural Goodness of Man: On the Systems of Rousseau’s Thought. University of Chicago Press, 1990.
  • O’Hagan, Timothy. Rousseau. Routledge, 1999.
  • Riley, Patrick, ed. The Cambridge Companion to Rousseau. Cambridge UP, 2001.
  • Reisert, Joseph. Jean-Jacques Rousseau: A Friend of Virtue. Cornell UP, 2003.
  • Rosenblatt, Helena. Rousseau and Geneva. Cambridge: Cabridge UP, 1997.
  • Starobinski, Jean. Jean-Jacques Rousseau: Transparency and Obstruction. Chicago: University of Chicago Press, 1988.
  • Wolker, Robert. Rousseau. Oxford: Oxford UP, 1995.
  • Wolker, Robert, ed. Rousseau and Liberty. Manchester: Manchester UP, 1995.

Modern History Sourcebook: Jean Jacques Rousseau: The Social Contract, 1763

Modern History Sourcebook:
Jean Jacques Rousseau:
The Social Contract, 1763


Jean-Jacques Rousseau stresses, like John Lockem the idea of a social contract as the basis of society. Locke's version emphasised a contact between the governors and the governed: Rousseau's was in a way much more profound - the social contract was between all members of society, and essentially replaced "natural" rights as the basis for human claims.


Origin and Terms of the Social Contract

Man was born free, but everywhere he is in chains. This man believes that he is the master of others, and still he is more of a slave than they are. How did that transformation take place? I don't know. How may the restraints on man become legitimate? I do believe I can answer that question....

At a point in the state of nature when the obstacles to human preservation have become greater than each individual with his own strength can cope with . . ., an adequate combination of forces must be the result of men coming together. Still, each man's power and freedom are his main means of self­preservation. How is he to put them under the control of others without damaging himself . . . ?

This question might be rephrased: "How is a method of associating to be found which will defend and protect-using the power of all-the person and property of each member and still enable each member of the group to obey only himself and to remain as free as before?" This is the fundamental problem; the social contract offers a solution to it.

The very scope of the action dictates the terms of this contract and renders the least modification of them inadmissible, something making them null and void. Thus, although perhaps they have never been stated in so man) words, they are the same everywhere and tacitly conceded and recognized everywhere. And so it follows that each individual immediately recovers hi primitive rights and natural liberties whenever any violation of the social contract occurs and thereby loses the contractual freedom for which he renounced them.

The social contract's terms, when they are well understood, can be reduced to a single stipulation: the individual member alienates himself totally to the whole community together with all his rights. This is first because conditions will be the same for everyone when each individual gives himself totally, and secondly, because no one will be tempted to make that condition of shared equality worse for other men....

Once this multitude is united this way into a body, an offense against one of its members is an offense against the body politic. It would be even less possible to injure the body without its members feeling it. Duty and interest thus equally require the two contracting parties to aid each other mutually. The individual people should be motivated from their double roles as individuals and members of the body, to combine all the advantages which mutual aid offers them....


Individual Wills and the General Will

In reality, each individual may have one particular will as a man that is different from-or contrary to-the general will which he has as a citizen. His own particular interest may suggest other things to him than the common interest does. His separate, naturally independent existence may make him imagine that what he owes to the common cause is an incidental contribution - a contribution which will cost him more to give than their failure to receive it would harm the others. He may also regard the moral person of the State as an imaginary being since it is not a man, and wish to enjoy the rights of a citizen without performing the duties of a subject. This unjust attitude could cause the ruin of the body politic if it became widespread enough.

So that the social pact will not become meaningless words, it tacitly includes this commitment, which alone gives power to the others: Whoever refuses to obey the general will shall be forced to obey it by the whole body politic, which means nothing else but that he will be forced to be free. This condition is indeed the one which by dedicating each citizen to the fatherland gives him a guarantee against being personally dependent on other individuals. It is the condition which all political machinery depends on and which alone makes political undertakings legitimate. Without it, political actions become absurd, tyrannical, and subject to the most outrageous abuses.

Whatever benefits he had in the state of nature but lost in the civil state, a man gains more than enough new ones to make up for them. His capabilities are put to good use and developed; his ideas are enriched, his sentiments made more noble, and his soul elevated to the extent that-if the abuses in this new condition did not often degrade him to a condition lower than the one he left behind-he would have to keep blessing this happy moment which snatched him away from his previous state and which made an intelligent being and a man out of a stupid and very limited animal....

Property Rights

In dealing with its members, the State controls all their goods under the social contract, which serves as the basis for all rights within the State, but it controls them only through the right of first holder which individuals convey to the State....

A strange aspect of this act of alienating property rights to the state is that when the community takes on the goods of its members, it does not take these goods away from them. The community does nothing but assure its members of legitimate possession of goods, changing mere claims of possession into real rights and customary use into property.... Through an act of transfer having advantages for the public but far more for themselves they have, so to speak, really acquired everything they gave up....


Indivisible, Inalienable Sovereignty

The first and most important conclusion from the principles we have established thus far is that the general will alone may direct the forces of the State to achieve the goal for which it was founded, the common good.... Sovereignty is indivisible ... and is inalienable.... A will is general or it is not: it is that of the whole body of the people or only of one faction. In the first instance, putting the will into words and force is an act of sovereignty: the will becomes law. In the second instance, it is only a particular will or an administrative action; at the very most it is a decree.

Our political theorists, however, unable to divide the source of sovereignty, divide sovereignty into the ways it is applied. They divide it into force and will; into legislative power and executive power; into the power to tax, the judicial power, and the power to wage war; into internal administration and the power to negotiate with foreign countries. Now we see them running these powers together. Now they will proceed to separate them. They make the sovereign a being of fantasy, composed of separate pieces, which would be like putting a man together from several bodies, one having eyes, another arms, another feet-nothing more. Japanese magicians are said to cut up a child before the eyes of spectators, then throw the pieces into the air one after the other, and then cause the child to drop down reassembled and alive again. That is the sort of magic trick our political theorists perform. After having dismembered the social body with a trick worthy of a travelling show, they reassemble the pieces without anybody knowing how....

If we follow up in the same way on the other divisions mentioned, we find that we are deceived every time we believe we see sovereignty divided. We find that the jurisdictions we have thought to be exercised as parts of sovereignty in reality are subordinate to the [one] sovereign power. They presuppose supreme wills, which they merely carry out in their jurisdictions . . . .


Need for Citizen Participation, Not Representation

It follows from the above that the general will is always in the right and inclines toward the public good, but it does not follow that the deliberations of the people always have the same rectitude. People always desire what is good, but they do not always see what is good. You can never corrupt the people, but you can often fool them, and that is the only time that the people appear to will something bad....

If, assuming that the people were sufficiently informed as they made decisions and that the citizens did not communicate with each other, the general will would always be resolved from a great number of small differences, and the deliberation would always be good. But when blocs are formed, associations of parts at the expense of the whole, the will of each of these associations will be general as far as its members are concerned but particular as far as the State is concerned. Then we may say that there are no longer so many voters as there are men present but as many as there are associations. The differences will become less numerous and will yield less general results. Finally, when one of these associations becomes so strong that it dominates the others, you no longer have the sum of minor differences as a result but rather one single [unresolved] difference, with the result that there no longer is a general will, and the view that prevails is nothing but one particular view....

But we must also consider the private persons who make up the public, apart from the public personified, who each have a life and liberty independent of it. It is very necessary for us to distinguish between the respective rights of the citizens and the sovereign and between the duties which men must fulfill in their role as subjects from the natural rights they should enjoy in their role as men.

It is agreed that everything which each individual gives up of his power, his goods, and his liberty under the social contract is only that part of all those things which is of use to the community, but it is also necessary to agree that the sovereign alone is the judge of what that useful part is.

All the obligations which a citizen owes to the State he must fulfill as soon as the sovereign asks for them, but the sovereign in turn cannot impose any obligation on subjects which is not of use to the community. If fact, the sovereign cannot even wish to do so, for nothing can take place without a cause according to the laws of reason, any more than according to the laws of nature [and the sovereign community will have no cause to require anything beyond what is of communal use]....

Government . . is wrongly confused with the sovereign, whose agent it is. What then is government? It is an intermediary body established between the subjects and the sovereign to keep them in touch with each other. It is charged with executing the laws and maintaining both civil and political liberty.... The only will dominating government ... should be the general will or the law. The government's power is only the public power vested in it. As soon as [government] attempts to let any act come from itself completely independently, it starts to lose its intermediary role. If the time should ever come when the [government] has a particular will of its own stronger than that of the sovereign and makes use of the public power which is in its hands to carry out its own particular will-when there are thus two sovereigns, one in law and one in fact-at that moment the social union will disappear and the body politic will be dissolved.

Once the public interest has ceased to be the principal concern of citizens, once they prefer to serve State with money rather than with their persons, the State will be approaching ruin. Is it necessary to march into combat? They will pay some troops and stay at home. Is it necessary to go to meetings? They will name some deputies and stay at home. Laziness and money finally leave them with soldiers to enslave their fatherland and representatives to sell it....

Sovereignty cannot be represented.... Essentially, it consists of the general will, and a will is not represented: either we have it itself, or it is something else; there is no other possibility. The deputies of the people thus are not and cannot be its representatives. They are only the people's agents and are not able to come to final decisions at all. Any law that the people have not ratified in person is void, it is not a law at all.


Sovereignty and Civil Religion

Now then, it is of importance to the State that each citizen should have a religion requiring his devotion to duty; however, the dogmas of that religion are of no interest to the State except as they relate to morality and to the duties which each believer is required to perform for others. For the rest of it, each person may have whatever opinions he pleases....

It follows that it is up to the sovereign to establish the articles of a purely civil faith, not exactly as dogmas of religion but as sentiments of social commitment without which it would be impossible to be either a good citizen or a faithful subject.... While the State has no power to oblige anyone to believe these articles, it may banish anyone who does not believe them. This banishment is not for impiety but for lack of social commitment, that is, for being incapable of sincerely loving the laws and justice or of sacrificing his life to duty in time of need. As for the person who conducts himself as if he does not believe them after having publicly stated his belief in these same dogmas, he deserves the death penalty. He has lied in the presence of the laws.

The dogmas of civil religion should be simple, few in number, and stated in precise words without interpretations or commentaries. These are the required dogmas: the existence of a powerful, intelligent Divinity, who does good, has foreknowledge of all, and provides for all; the life to come; the happy rewards of the just; the punishment of the wicked; and the sanctity ol` the social contract and the laws. As for prohibited articles of faith, I limit myself to one: intolerance. Intolerance characterizes the religious persuasions we have excluded.


From Jean­Jacques Rousseau, Contrat social ou Principes du droit politique (Paris: Garnier Frères 1800), pp. 240­332, passim. Translated by Henry A. Myers.

Rousseau, Jean-Jacques: The Social Contract (1762)

Rousseau, Jean-Jacques: The Social Contract (1762)


Jean-Jacques Rousseau, in The Social Contract, propounds a doctrine which already had a long history in the struggle against the older view of the divine right of kings, namely, that government gets its authority over us by a willing consent on our part, not by the authorization of God. While Rousseau's famous opening line condemns the society of his day for its limiting of our natural spontaneity (indeed, its corruption of our natural goodness), he thinks that a good government can be justified in terms of the compromise to which each of us submits so as to gain "civil liberty and the proprietorship of all he possesses." Rousseau even thinks that we mature as human beings in such a social setting, where we are not simply driven by our appetites and desires but become self-governing, self-disciplined beings.
How, as Rousseau himself asks, can one enter into an agreement which limits one's power without thereby "harming his own interests and neglecting the care he owes to himself?"


Subject of the First Book Man is born free; and everywhere he is in chains. One thinks himself the master of others, and still remains a greater slave than they. How did this change come about? I do not know. What can make it legitimate? That question I think I can answer.
If I took into account only force, and the effects derived from it, I should say: "As long as a people is compelled to obey, and obeys, it does well; as soon as it can shake off the yoke, and shakes it off, it does still better; for, regaining its liberty by the same right as took it away, either it is justified in resuming it, or there was no justification for those who took it away." But the social order is a sacred right which is the basis of all rights. Nevertheless, this right does not come from nature, and must therefore be founded on conventions. . . . (1)


Slavery Since no man has a natural authority over his fellow, and force creates no right, we must conclude that conventions form the basis of all legitimate authority among men.


The Social Compact I suppose men to have reached the point at which the obstacles in the way of their preservation in the state of nature show their power of resistance to be greater than the resources at the disposal of each individual for his maintenance in that state. That primitive condition can then subsist no longer; and the human race would perish unless it changed its manner of existence.
But, as men cannot engender new forces, but only unite and direct existing ones, they have no other means of preserving themselves than the formation, by aggregation, of a sum of forces great enough to overcome the resistance. These they have to bring into play by means of a single motive power, and cause to act in concert. (2)
This sum of forces can arise only where several persons come together: but, as the force and liberty of each man are the chief instruments of his self-preservation, how can he pledge them without harming his own interests, and neglecting the care he owes to himself? This difficulty, in its bearing on my present subject, may be stated in the following terms:
"The problem is to find a form of association which will defend and protect with the whole common force the person and goods of each associate, and in which each, while uniting himself with all, may still obey himself alone. and remain as free as before." This is the fundamental problem of which the Social Contract provides the solution. . . .


The Civil State The passage (3) from the state of nature to the civil state produces a very remarkable change in man, by substituting justice for instinct in his conduct, and giving his actions the morality they had formerly lacked. Then only, when the voice of duty takes the place of physical impulses and right of appetite, does man, who so far had considered only himself, find that he is forced to act on different principles, and to consult his reason before listening to his inclinations. Although, in this state, he deprives himself of some advantages which he got from nature, he gains in return others so great, his faculties are so stimulated and developed, his ideas so extended, his feelings so ennobled, and his whole soul so uplifted that, did not the abuses of this new condition often degrade him below that which he left, he would be bound to bless continually the happy moment which took him from it for ever, and, instead of a stupid and unimaginative animal, made him an intelligent being and a man.
Let us draw up the whole account in terms easily commensurable. What man loses by the social contract is his natural liberty and an unlimited right to everything he tries to get and succeeds in getting; what he gains is civil liberty and the proprietorship of all he possesses. If we are to avoid mistake in weighing one against the other, we must clearly distinguish natural liberty, which is bounded only by the strength of the individual, from civil liberty, which is limited by the general will; and possession, which is merely the effect of force or the right of the first occupier, from property, which can be founded only on a positive title.
We might, over and above all this, add, to what man acquires in the civil state, moral liberty, which alone makes him truly master of himself; for the mere impulse of appetite is slavery, while obedience to a law which we prescribe to ourselves is liberty. . . .
Translated by G. D. H. Cole (1913)

FILSAFAT POLITIK ERA KONTRAK SOSIAL: THOMAS HOBBES, JOHN LOCKE, ZAMAN PENCERAHAN, DAN J.J. ROSSEAU

FILSAFAT POLITIK ERA KONTRAK SOSIAL:
THOMAS HOBBES, JOHN LOCKE, ZAMAN PENCERAHAN, DAN J.J. ROSSEAU
A. THOMAS HOBBES
Thomas Hobbes merupakan seorang pemikir politik yang lahir dan mengalami proses intelektual dalam keadaan sosial politik anarkis pada abad ke XVII. Sejak lahir sampai akhir hidupnya, terjadi perang sipil dan perang agama, konfrontasi antara raja dengan dewan rakyat terjadi tanpa henti-hentinya. Kekerasan kekejaman, dendam dan ketakutan akibat peperangan agama dan perang sipil di Inggris mewarnai kehidupan Thomas Hobbes. Riwayat kehidupan Thomas Hobbes, seperti, melukiskan dirinya sebagai saudara kembar rasa ketakutan. Thomas Hobbes dilahirkan dalam kondisi premature. Dengan rasa ketakutan semakin dekatnya Armada Spanyol ke kawasan Inggris, begitu mencekam perasaan ibunya. Ketakutan mencekam itulah yang memaksa Thomas Hobbes lahir ke dunia. Pada waktu ia lahir, Ratu Elisabeth I Sedang sibuk menaklutkan kelompok agama Katolik
Hobbes menyatakan bahwa secara kodrati manusia itu sama satu dengan lainnya. Masing-masing mempunyai hasrat atau nafsu (appetite) dan keengganan (aversions), yang menggerakkan tindakan mereka. Appetites manusia adalah hasrat atau nafsu akan kekuasaan, akan kekayaan, akan pengetahuan, dan akan kehormatan. Sedangkan aversions manusia adalah keengganan untuk hidup sengsara dan mati.
Hobbes menegaskan pula bahwa hasrat manusia itu tidaklah terbatas. Untuk memenuhi hasrat atau nafsu yang tidak terbatas itu, manusia mempunyai power. Oleh karena setiap manusia berusaha untuk memenuhi hasrat dan keengganannya, dengan menggunakan power-nya masing-masing, maka yang terjadi adalah benturan power antarsesama manusia, yang meningkatkan keengganan untuk mati.
Hobbes menyatakan bahwa dalam kondisi alamiah, terdapat perjuangan untuk power dari manusia atas manusia yang lain. Dalam kondisi alamiah seperti itu manusia menjadi tidak aman dan ancaman kematian menjadi semakin mencekam.
Karena kondisi alamiah tidak aman, maka dengan akalnya manusia berusaha menghindari kondisi perang-satu-dengan-lainnya itu dengan menciptakan kondisi artifisial (buatan). Dengan penciptaan ini manusia tidak lagi dalam kondisi alamiah, tetapi sudah memasuki kondisi sipil. Caranya adalah masing-masing anggota masyarakat mengadakan kesepakatan di antara mereka untuk melepaskan hak-hak mereka dan menstransfer hak-hak itu kepada beberapa orang atau lembaga yang akan menjaga kesepakatan itu agar terlaksana dengan sempurna. Untuk itu orang atau lembaga itu harus diberi hak sepenuhnya untuk menggunakan semua kekuatan dari masyarakat.
Beberapa orang atau lembaga itulah yang memegang kedaulatan penuh. Tugasnya adalah menciptakan dan menjaga keselamatan rakyat (the safety of the people) [Hobbes: hal. 376]. Masyarakat sebagai pihak yang menyerahkan hak-hak mereka, tidak mempunyai hak lagi untuk menarik kembali atau menuntut atau mempertanyakan kedaulatan penguasa, karena pada prinsipnya penyerahan total kewenangan itu adalah pilihan paling masuk akal dari upaya mereka untuk lepas dari kondisi perang-satu-dengan-lainnya yang mengancam hidup mereka.
Di lain pihak, pemegang kedaulatan mempunyai seluruh hak untuk memerintah dan menjaga keselamatan yang diperintah itu. Pemegang kedaulatan tidak bisa digugat, karena pemegang kedaulatan itu tidak terikat kontrak dengan masyarakat. Jelasnya, yang mengadakan kontrak adalah masyarakat sendiri, sehingga istilahnya adalah kontrak sosial, bukan kontrak antara pemerintah dengan yang diperintah.
Untuk terselenggaranya perdamaian maka menurut Thomas Hobbes, manusia-manusia itu lalu mengadakan perjanjian, yang disebut perjanjian masyarakat, untuk membentuk suatu masyarakat yang selanjutnya negara, di mana setiap orang dalam negara itu dapat bekerja untuk memiliki sesuatu dan tidak selalu terancam jiwanya.
Menurut Thomas Hobbes perjanjian masyarakat sifatnya langsung, artinya orang-orang yang menyelenggarakan perjanjian itu langsung menyerahkan atau melepaskan haknya atau kemerdekaannya kepada raja. Jadi, tidak melalui masyarakat. Raja berada di luar perjanjian, jadi tidak merupakan pihak dalam perjanijian itu dan mempunyai kekuasaan yang absolute. Sedangkan sebab adanya perjanjian itu sendiri adalah rasa takut yang ada pada tiap-tiap manusia bahwa keselamatannya selalu terancam. Jadi, pengikatnya adalah nasib. (Soehino, 2005:100)
B. JOHN LOCKE
Locke dilahirkan tahun 1632 di Wrington, Inggris. Dia memperoleh pendidikan di Universitas Oxford, peroleh gelar sarjana muda tahun 1656 dan gelar sarjana penuh tahun 1658. Selaku remaja dia tertarik sangat pada ilmu pengetahuan dan di umur tiga puluh enam tahun dia terpilih jadi anggota “Royal Society.” Dia menjadi sahabat kental ahli kimia terkenal Robert Boyle dan kemudian hampir sepanjang hidupnya jadi teman dekat Isaac Newton. Kepada bidang kedokteran pun dia tertarik dan meraih gelar sarjana muda di bidang itu meskipun cuma sekali-sekali saja berpraktek.
Locke menyandarkan kewajiban politik pada kontrak sosial. Ia memulai risalahnya tentang filsafat politik dengan menempatkan keadaan alamiah asli yang ia sebut sebagai komunitas umat manusia alamiah yang besar. Kondisi ini, demikian ia menggambarkannya, adalah kondisi hidup bersama di bawah bimbingan akal tetapi tanpa otoritas politik. Meskipun keadaan alamiah adalah keadaan kemerdekaan, ia bukan keadaan kebebasan penuh. Ia juga bukan masyarakat yang tidak beradab, tetapi masyarakat anarki yang beradab dan rasional.
Locke mengakui perlunya beberapa aturan hukum lain selain yang ada bersifat moral karena “hukum alam, sebagaimana hukum-hukum lain yang mengatur manusia di atas bumi, akan sia-sia jika tidak ada orang dalam keadaan alamiah yang mempunyai kekuasaan untuk melaksanakan hukum tersebut, dan juga untuk melindungi orang-orang yang tidak bersalah serta mencegah orang-orang yang ingin menyerang.
Dalam sistem sosial yang tergantung pada pelaksanaan sendiri dan hukum alam tersebut terdapat beberapa cacat, seperti pertama terdapat kebutuhan akan pelaksanaan hukum yang mapan, diketahui, yang diterima dan disetujui oleh kesepakatan bersama untuk menjadi standar benar dan salah, dan tindakan bersama untuk memutuskan semua pertentangtan di antara mereka; dan kedua, terterdapat kebutuhan akan hakim yang dikenal dan adil dengan otoritas memutuskan semua perselisihan menurut hukum yang baku. Di bawah kondisi seperti ini upaya manusia untuk menikmati hak pribadi dan hak miliknya menjadi tidak pasti dan tidak aman. Meskipun mempunyai kebebasan dan kemerdekaan dalam keadaan alamiah, berbagai kekurangan dari kondisi tersebut mendorong manusia untuk bersatu dalam masyarakat politik.
Menurut John Locke, untuk menjamin terlaksananya hak-hak asasi manusia, manusia lau menyelenggarakan perjanjian masyarakat untuk membentuk masyarakat yang selanjutnya negara. Dalam perjanjian itu, orang-orang menyerahkan hak-hak alamiahnya kepada masyarakat, tetapi tidak semuanya. Masyarakat ini kemudian menunjuk seorang penguasa, dan kepada penguasa ini kemudian diberikan wewenang untuk menjaga dan menjamin terlaksananya hak-hak asasi manusia tadi. Tetapi di dalam menjalankan tugasnya ini kekuasaan penguasa adalah terbatas. Yang membatasi adalah hak-hak asasi tersebut. Artinya, di dalam menjalankan kekuasaannya itu penguasa tidak boleh melanggar hak-hak asasi manusia. (Soehino, 2005:108)
John Locke menjelaskan bahwa memang ada kontrak sosial antara rakyat dengan penguasa dalam mengelola perihal kenegaraan dan kewargaan. Untuk menjalankan hal taresebut, maka negara pantas memiliki kekuasaan besar. Tetapi kekuasaan itu ada batasnya. Batasannya menurut John Locke adalah hak alamiah manusia yang melekat semenjak manusia itu lahir. Di antaranya adalah hak untuk hidup, hak atas kemerdekaan, hingga hak atas milik pribadi. (Leo Agustino, 2008:37).
Locke melanjutkan, pemisahan kekuasaan harus dillakukan ke dalam tiga institusi besar, yakni: (i) lembaga legislatif, lembaga yang merumuskan berbagai kebijakan; (ii) lembaga eksekutif, sebagai lembaga yang mengimplementasikan atau menjalankan kebijakan-kebijakan yang telah dirumuskan dan ditetapkan oleh parlemen; dan (iii) lembaga federative, sebagai wujud adanya interaksi hubungan negara lain. Sistem yang ditawarkan Locke kemudian dikenal dengan istilah Monarki Konstitusional atau Monarki Parlementer.
Beberapa sifat dari kontrak sosial Locke perlu dicatat, yaitu:
Pertama, prinsip yang mengerakkan di balik persetujuan ini bukanlah rasa takut akan kehancuran tetapi keinginan untuk menghindari gangguan keadaan alamiah. Orang-orang tidak lari dari kesulitan hidup dengan mencari perlindungan di balik kekuatan semua penguasa yang kuat.
Kedua, individu tidak meneyrahkan kepada komunitas tersebut hak-hak alamiahnya yang substansial, tetapi hanya hak untuk melaksanakan hukum alam.
Ketiga, hak yang diserahkan oleh individu. Locke mendaftar empat pembatasan khusus dari kekuasaan legislatif: (1) ia wajib mengikuti hukum alam yang “menjadi hukum abadi bagi semua orang, baik pembuat hukum atau orang lain; (2) Ia harus bertindak sesuai dengan hukum dan tidak boleh sewenang-wenang; (3) Ia tidak bisa menetapkan pajak terhadap harta milik rakyat tanpa persetujuan mereka; dan (4) Ia tidak mendelegasikan kekuasaan membuat hukum kepada pihak lain. pembatasan yang ditempatkan oleh Locke ini menunjukkan betapa kayanya gudang ide yang dikemukakannya bagi pemikiran politik Amerika. (http://seedhieqz.wordpress.com/2010/02/02/pemikiran-politik-zaman-pencerahan-dan-reformasi-antara-hobbes-dan-locke/)
Locke yakin bahwa perlindungan milik adalah tugas pokok, jika bukan satu-satunya, dari negara. Locke menjelaskan bahwa ketika ia menggunakan istilah properly (milik) yang ia maksudkan adalah “kehidupan, kebebasan dan estate”. Namun demikian, ia menempatkan hak milik pada tanah dan barang-barang pada kedudukan tertinggi di antara hak-hak prerogatif lainnya
Locke berpendapat bahwa pemerintahan sipil tidak perlu jika tidak karena adanya gangguan alamiah – gangguan yang menghalangi manusia dalam menikmati gak dan miliknya. Jadi, tugas dan fungsi negara adalah kekuasaan yang terorganisir untuk menjamin keteraturan dan menyelesaikan perselisihan. Pemerintah juga turut wajib untuk melindungi milik, menjaga keteraturan menyediakan lingkungan yang aman di mana individu-individu bisa mencapai tujuan mereka dengan bebas.
Sebagaimana yang dinyatakan Locke, jika kekuasaan sipil dibatasi oleh hukum alam, hasil logis dan akhir dari filsafat politiknya pasti tergantung pada pemahamannya terhadap watak hukum ini. Locke berpendirian bahwa terdapat ketentuan moral tertentu yang ditetapkan oleh Tuhan yang bersifat valid, terlepas apakah ia diketahui oleh pemerintah atau tidak. Pendekatan Locke terhadap pengetahuan manusia, lebih khususnya pada kemampuan manusia untuk mengetahui hukum moral, sangat dibatasi. Empirisme Locke yang kaku menyebabkan menolak setiap habitus prinsip-prinsip moral dalam diri manusia dan menolak bahwa hukum alam bisa diketahui dan kecenderungan alamiahmanusia pada kebenaran dan kebajikan.
C. ERA ZAMAN PENCERAHAN
Abad Pencerahan (Age of Enlightenment dalam literatur berbahasa Inggris) adalah suatu masa di sekitar abad ke-18 di Eropa yang diketahui memiliki semangat revisi atas kepercayaan-kepercayaan tradisional. Bertolak dari pemikirian ini, masyarakat mulai menyadari pentingnya diskusi-diskusi dan pemikiran ilmiah. Semangat ini kemudian ditularkan pula kepada koloni-koloni Bangsa Eropa di Asia, termasuk Indonesia. Contoh nyatanya adalah pendirian Bataviaasch Genootschap van Kunsten en Wetenschappen (Museum Gajah), suatu perhimpunan untuk menelaah ditinjau dari riset-riset ilmiah.
Zaman pencerahan di Eropa pada abad ke 18 sering dikaitkan dengan kemodernan Eropa, baik pemikiran maupun institusi politik dan sosial. Sebagai contoh, Revolusi Perancis yang tercetus pada 1789, dikatakan, sebagai pengaruh filsafat pencerahan, termasuk para filsof perancis, seperti Voltire, Holbach, D’Alembert dan lainnya. Dimana perubahan pemikiran telah membawa kepada perubahan sosial dan institusional yang kemudian membawa eropa pada era modern.
Menurut Immanuel Kant, pencerahan adalah bangkitnya manusia dari rasa ketidakmatangan. Orang-orang yang tercerahkan selalu berpikir ke depan dan selalu memikirkan kemungkinan yang lebih baik dari kondisi yang ada. Karena itulah mereka berani menggunakan pemahamannya sendiri dan membuang jauh-jauh pandangan-pandangan dari masa silam yang tak lagi relevan.
Perlu kita ketahui bahwa perubahan tersebut tidak terjadi dengan serta-merta, melainkan didahului oleh beberapa rentetan peristiwa yang saling berkaitan satu sama lain, seperti zaman Renaissance dan gerakan Reformation di abad 16, juga Revolution of Science di abad ke 17. Rentetan atau rangkaian proses ini, kemudian disebut “Rationalization” oleh Max Weber. Rationalization terlihat pada adanya reinterpretasi agama katolik, rasionalisasi agama, bahkan, bagi kalangan tertentu, adalah penolakan agama, seperti filsafat ateis-nya David Hume dan D’Holbach.
Dalam Abad Pencerahan, fungsi dan peran negara berwajah multi. Namun dari kesemua pandangan tentang negara yang meluber pada Abad Pencerahan dapat kita tarik benang merah ide yang tertuang, yakni negara mengada demi kepentingan dan keuntungan rakyat itu sendiri. Misalnya apa yang disampaikan oleh Thomas Hobbes, mengenai pentingnya peran negara dalam menekan perseteruan manusia yang pada dasarnya memiliki state of nature (keadaan alamiah) yang negatif (senang berperang, rakus kekuasaan, keji, senang melukai, iri, pendusta, korup, dan lain-lain).
D. J.J. ROSSEAU
Seperti halnya Hobbes dan Locke, Rousseau memulai analisisnya dengan kodrat manusia. Pada dasarnya manusia itu sama. Pada kondisi alamiah antara manusia yang satu dengan manusia yang lain tidaklah terjadi perkelahian. Justru pada kondisi alamiah ini manusia saling bersatu dan bekerjasama. Kenyataan itu disebabkan oleh situasi manusia yang lemah dalam menghadapi alam yang buas. Masing-masing menjaga diri dan berusaha menghadapi tantangan alam. Untuk itu mereka perlu saling menolong, maka terbentuklah organisasi sosial yang memungkinkan manusia bisa mengimbangi alam.
Seperti yang dikemukakan Rousseau bahwa manusia memiliki kebebasan penuh dan bergerak menurut emosinya. Kedaaan tersebut sangat rentan akan konflik dan pertikaian. Untuk menyelesaikan masalah tersebut, manusia mengadakan ikatan bersama yang disebut kontrak sosial.
Rousseau berpendapat bahwa negara merupakan bentuk nyata dari kontrak sosial. Individu-individu di dalamnya sepakat untuk menyerahkan sebagian dari hak-haknya untuk kepentingan bersama melalui pemberian kekuasaan kepada pihak-pihak tertentu di antara mereka. Kekuasaan tersebut digunakan untuk mengatur, mengayomi, menjaga keamanan maupun harta benda mereka. Hal inilah yang kemudian disebut sebagai kedaulatan rakyat.
Hal yang pokok dari perjanjian masyarakat adalah menemukan suatu bentuk kesatuan yang membela dan melindungi kekuasaan bersama di samping kekuasaan pribadi dan milik dari setiap orang, sehingga karena itu semuanya dapat bersatu. Akan tetapi, meskipun demikian masing-masing orang tetap mematuhi dirinya sendiri, sehingga orang tetap merdeka dan bebas seperti sedia kala. Pikiran inilah yang menjadi dasar dari semua pendapat-pendapat atau ajaran-ajaran selanjutnya. (Soehino, 2005:119)
Perbedaan teori kontak sosial dalam pandangan Hobbes dan Rousseau adalah Hobbes menyatakan bahwa setelah negara terbentuk sebagai suatu kontrak sosial, negara tidak terikat lagi dengan individu tetapi individulah yang terikat dengan negara dengan kata lain, negara dapat berbuat apa saja terhadap individu. Berbeda dengan Hobbes, Rousseau berpendapat bahwa negara adalah berasal dari kontrak sosial antara individu jadi negara merupakan representasi kepentingan individu-individu di dalamnya, negara harus berusaha mewujudkan kehendak umum bila kehendak itu diabaikan oleh negara, rakyat dapat mencabut mandatnya terhadap penguasa.
Rousseau mendambakan suatu sistem pemerintahan yang bersifat demokrasi langsung di mana rakyat menentukan penguasa atau pemimpin mereka, membuat tata negara dan peraturan secara langsung. Demokrasi langsung hanya dapat dilaksanakan pada wilayah yang tidak terlalu luas .
Menurut Roussau keanekaragaman pemerintahan di dunia adalah baik karena biasanya mengakomodasikan kepentingan beranekaragam bentuk, tradisi dan adat istiadat masyarakat yang berbeda-beda. Klasifikasi pemerintahan dan kriteria tolak ukur negara menurut Rousseau dapat dilihat berdasarkan jumlah mereka yang berkuasa.
Bila kekuasaan dipegang oleh seluruh atau sebagian besar warga negara (citizen magistrates lebih banyak dari ordinary privat citizen), maka bentuk negara tersebut adalah demokrasi. Tetapi bila kekuasaan dipegang oleh beberapa penguasa (ordinary privat citizen lebih banyak dari citizen magistrates) maka negara tersebut berbentuk aristokrasi. Apabila negara tersebut hanya terpusat pada satu orang penguasa, maka negara tersebut berbentuk monarki.
Rousseau juga berpendapat bahwa mungkin nanti terdapat bentuk negara campuran yang memadukan sistem dan bentuk negara demokrasi, aristokrasi dan monarki.
DAFTAR PUSTAKA
Agustino, Leo. 2008. Perihal ilmu Politik. Jakarta : Graha Ilmu.
Sidik, Fatah H. 2010. Pemikiran Politik Zaman Pencerahan dan Reformasi (Antara Hobbes dan Locke). http://seedhieqz.wordpress.com/. Tanggal Akses: 11 Juli 2010.
Soehino. 2005. Ilmu Negara. Yogyakarta : Liberty.
Tarigan, Tommy. 2008. Pemikiran-Pemikiran Filsafat Politik J.J. Rosseau. http://tommytarigan.wordpress.com/. Tanggal Akses: 12 Juli 2010.

MAXIMILIAN WEBER (1864-1920)

MAXIMILIAN WEBER (1864-1920)
  1. Biografi Max Weber
Maximilian Weber atau yang terkenal dengan sebutan Max Weber lahir di Erfurt, Thuringia, Jerman tanggal 21 April 1894 dan meninggal di Munchen, Jerman tanggal 14 Juni 1920 tepatnya pada usia 56 tahun. Dia adalah seorang ahli ekonomi politik dan sosiologi dari Jerman yang dianggap sebagai salah satu pendiri ilmu sosiologi dan administrasi negara modern. Weber menempati posisi penting dalam perkembangan sosiologi dimana signifikasinya tidak semata-mata bersifat historis, tapi ia juga menjadi sebuah kekuatan yang sangat berpengaruh dalam sosiologi kontemporer. Weber tidak sejalan dengan pandangan politik ayahnya dan sering kali berselisih pendapat karena liberalism Weber yang sangat mendukung demokrasi dan kebebasan manusia. Ibunya, Helen Weber, adalah seorang Protestan-Calvinis, dengan ide-ide absolutis moral yang kuat. Weber sangat dipengaruhi oleh pandangan-pandangan serta pendekatan ibunya kepada kehidupan. Meskipun Weber tidak menyatakan sebagai seorang yang religius, tetapi agama juga mempengaruhi pikiran dan tulisan-tulisannya. Misalnya, selain meneliti agama Kristen, Weber juga mempelajari agama-agama lain secara luas, seperti Konfusianisme, Hindu, Budha, Yahudi dan Islam. Buku The Protestant Ethic and the Spirit of Capitalism merupakan sebuah model dari metode historis dan sosiologis yang ditempuh Weber dalam meneliti tentang hubungan antara Calvinisme dan kemunculan kapitalisme.
Pendidikan Weber ditempuh di universitas Heidelberg, Goettingen dan Berlin, dan ia melanjutkan di perguruan tinggi yang disebut terakhir itu setelah memperoleh kualifikasi untuk praktik hukum di pengadilan-pengadilan di kota besar itu. Dia memperoleh gelar profesor penuh dalam bidang ekonomi di Freiburg dalam usia tiga puluh tahun, sebuah prestasi yang sangat menonjol dalam dunia akademis Jerman yang terkenal hierarkis dan berorientasi senioritas. Pada tahun 1896 ia memperoleh jabatan mengajar di Heidelberg, tetapi setahun kemudian ia menderita kelumpuhan syaraf yang, meskipun sudah sembuh sebagian, tidak memungkinkannya untuk mengemban secara penuh jabatan akademis itu selama sisa hidupnya. Selama empat tahun ia tidak aktif dalam pengembangan intelektual. Kemudian setelah itu selama 14 tahun, ia dapat menjalankan tugas-tugas akademis
  1. Pemikiran Max Weber
Karya Weber yang paling populer adalah esai yang berjudul “Etika Protestan dan Semangat Kapitalisme”, yang mengawali penelitiannya tentang sosiologi agama. Weber berpendapat bahwa agama adalah salah satu alasan utama bagi perkembangan yang berbeda antara budaya Barat dan Timur. Dalam karyanya yang terkenal lainnya, “Politik sebagai Panggilan, Weber mendefinisikan negara sebagai sebuah lembaga yang memiliki monopoli dalam penggunaan kekuatan fisik secara sah, sebuah definisi yang menjadi penting dalam studi tentang ilmu politik Barat modern.
Berikut ini adalah poin-poin penting dari pemikiran Weber:
  1. Pengaruh Intelektual
Bersamaan dengan pendapat filsafat Immanuel Kant (1724-1804) uang berpendapat bahwa “Metode-metode ilmu pengetahuan alam memberikan kita suatu pengetahuan yang benar mengenai dunia fenomenal eksternal yaitu dunia yang kita alami melalui rasa-rasa kita”. Karena sosiologi mesti memperhatikan analisa-analisa empirik dari masyarakat dan sejarah, metode sosiologi tentunya berbeda dengan metode ilmu pengetahuan alam. Analisa sosiologis meneliti dan mempelajari tindakan sosial dan konteks interaksi sosial, dan harus interpretive (didasari oleh pemahaman, verstehen), tidak melihat manusia sebagai objek yang hanya didorong oleh kekuatan-kekuatan impersonal. Pengaruh-pengaruh seperti ini dapat dilihat dalam pendekatan Weber mengenai metodologi, pemahaman dan tindakan sosial. Dari sinilah, Weber mengkritik pemikir positivis seperti Comte yang berusaha menyamakan ilmu sosial dengan ilmu alam. Kedua disiplin ilmu tersebut tidak bisa disamakan, ilmu alam lebih menekankan pada “penjelasan” (explanation; erklaren), sementara ilmu sosial sangat terkait dengan “pemahaman” (understanding; verstehen). Seperti Dilthey, Weber lebih menekankan pentingnya makna subjektif dan menolak bahwa kebudayaan manusia dapat difahami secara memadai tanpa interpretasi nilai.
  1. Ideologi dan Paham Individualisme
Weber sangat apresiatif terhadap paham individualism. Bahkan ia memperjuangkan faham ini. Ia juga menganggap dirinya sebagai seorang yang liberal, tetapi liberalismenya adalah “authoritarian liberalism”. Disamping itu, ia juga pembela kapitalisme Barat yang gigih, tetapi pada saat yang sama ia juga menjelaskan karakteristik kapitalisme yang kontradiktif dan berpotensi merusak. Ia sangat mendukung kebebasan, tetapi sangat skeptis terhadap demokrasi popular, dan tidak pernah meninggalkan ketertarikannya pada kepemimpinan politik yang otoriter dan despotik.
  1. Konsepsi Ilmu Sosial dan Metodologi Weber
  1. Penekanan Weber adalah pada tindakan sosial (social action), bukan struktur sosial. Dalam hubungan ini, ia membedakan empat tipe utama tindakan sosial: zweckrational (rasionalitas tujuan), wertrational (rasionalitas nilai), affective action (tindakan afektif) dan traditional action (tindakan tradisional).
  2. Penekanan pada makna (meaning). Disini ia mengemukakan suatu metode penelitian yang spesifik, yaitu verstehen. Metode ini dapat digambarkan sebagai upaya memahami aksi sosial melalui pemahaman empatik terhadap nilai dan kebudayaan orang lain.
  3. Ketiga, penekanan pada sosiologi bebas nilai. Dalam hal ini, Weber menyatakan bahwa ilmu selamanya tidak boleh menyajikan norma dan ideal-ideal yang mengikat, dan dijadikan acuan bagi aktifitas praktis.
  1. Sosiologi Agama dan Etika Protestan
Weber mengungkapkan bahwa segi keagamaan Kristen yang paling berpengaruh bagi pertumbuhan kapitalisme modern adalah justru asketisme. Asketisme ini dalam perkembangan agama Kristen, diwakili secara ekstrem dalam puritanisme yang muncul di Inggris pada abad ke-16 dan 17 sebagai kelanjutan dan perkembangan Calvinisme di Jenewa, Swiss. Asketisme kaum puritan memancar dalam etika mereka. Dalam buku Antropologi Agama, Brian Morris, memaparkan beberapa kritik terhadap tesis Weber ini. Kritik yang paling umum adalah penolakan terhadap berbagai korelasi atau pertalian antara Protestantisme dan Kapitalisme dengan didasarkan kepada landasan-landasan empiris. Misalnya, kapitalisme telah ada di negara-negara seperti Itali, Perancis, Spanyol, Portugal sebelum dan terlepas dari etika Protestan.
  1. Kepemimpinan Kharismatik dan Kharisma
Kharisma dipandang oleh Weber sebagai kekuatan inovatif dan revolutif, yang menentang dan mengacaukan tatanan normatif dan politik yang mapan. Otoritas kharismatis didasarkan pada person ketimbang hukum impersonal. Pemimpin kharismatik menuntut kepatuhan dari para pengikutnya atas dasar keunggulan personal, seperti misi ketuhanan, perbuatan-perbuatan heroik dan anugerah yang membuat dia berbeda.
  1. Analisis dan Kritisi serta Implementasi Pemikiran Weber
Analisis terhadap pemikiran Weber, saya akan memberikan contoh penjelasan dari pemikiran yang dikluarkan oleh Weber. Yaitu tentang kepemimpinan Kharismatik dan kharisma. Satu contoh hal itu adalah representatif adalah kharisma yang dimiliki oleh Abdurrahman Wahid (Gus Dur) yang mewarisi kharisma melalui hubungan darah, keturunan, dan institusi, disamping pengetahuan Gus Dur yang mendalam tentang masalah-masalah sosial, politik serta keagamaannya. Gus Dur telah mengeluarkan beberapa pemikiran keagamaan maupun masalah-masalah kemanusiaan dan demokrasi yang telah mengguncang tatanan normatif masyarakat Islam tradisional NU. Gus Dur yang lahir di daerah Jombang mempunyai seorang kakek yang kharismatik Hasyim Asy’ari yang merupakan satu dari pemimpin Muslim terbesar Indonesia serta seorang ayah Whid Hasyim yang juga merupakan tokoh penting dan pernah menjabat posisi Menteri Agama pada tahun 1945. Kharisma itulah yang membuat para pengikut Gus Dur sangat loyal, bahkan sekalipun tindakan Gus Dur seringkali sulit dipahami dan membingungkan banyak orang. Masyarakat tradisional NU bahkan berani mati untuk mendukung tokoh ini. Ini terbukti dengan dibentuknya “pasukan berani mati” untuk membela Gus Dur dari upaya-upaya yang ingin menjatuhkan kekuasaannya, sekalipun pembentukan pasukan ini juga mengundang kontroversi di kalangan NU juga.
Salah satu poin pokok Weber adalah tentang agama Kristen yang berpengaruh terhadap pembentukan kapitalisme dalam masyarakat modern. Doktrin Protestan yang kemudian melahirkan karya Weber tersebut telah membawa implikasi serius bagi tumbuhnya suatu etos baru dalam komunitas Protestan, etos itu berkaitan langsung dengan semangat untuk bekerja keras guna merebut kehidupan dunia dengan sukses. Kapitalisme yang dimaksud adalah sebagai bentuk kebiasaan yang sangat mendukung pengejaran rasionalitas terhadap keuntungan ekonomi. Semangat seperti itu telah menjadi kodrat manusia-manusia rasional, artinya pengejaran bagi kepentingan-kepentingan pribadi diutamakan daripada memikirkan kepentingan dan kebutuhan kolektif. Hal seperti itu memang baik, tapi dalam konteks masyarakatnya masih kurang memuaskan, karena hanya menekankan kepada dirinya sendiri dan tidak rasional dalam melaksanakan kegiatan sehari-harinya.
  1. Kesimpulan
Pada dasarnya semua pemikiran yang telah dikemukakan oleh Weber merupakan salah satu pemikiran yang menunjukan demi kemajuan masyarakat. Pendapatnya tentang masyarakat adalah, masyarakat muncul secara abstark yaitu khayalan yang menunjukkan tentang kelahiran modernitas yang dijanjikan oleh pemikir sosial dalam lingkungan masyarakatnya. Weber menjelaskan tentang agama, kapitalisme, dan rasionalisasi merupakan bentuk masyarakat moder yang mempresentasikan institusionalisasi dan instrumental rasionalitas atas semua bentuk dukungan masyarakat. Kapitalisme modern merupakan akhir perjalanan akhir dari proses rasionalisasi. Weber juga melihat ada keterkaitan antara kehidupan penganut Calvinis yang diberi pedoman oleh agama mereka dan jenis perilaku serta sikap yang diperlukan bagi kapitalisme agar mereka bekerja secara efektif.
Menurut Max Weber bahwa suatu cara hidup yang teradaptasi dengan baik memiliki ciri-ciri khusus kapitalisme yang dapat mendominasi yang lainnya merupakan kenyataan yang real ketika masa-masa awal revolusi industri, ketika Weber hidup, kenyataan-kenyataan itu mejadi sesuatu yang benar-benar nyata dipraktekkan oleh manusia. Hidup harus dimulai di suatu tempat dan bukan dari individu yang terisolasi semata melainkan sebagai suatu cara hidup lazim bagi keseluruhan kelompok manusia.
  1. Referensi
http://id.wikipedia.org/wiki/Maximilian_Weber. diakses Minggu, 31 Oktober 2010.
http://enikkirei.multiply.com/journal/item/115. diakses Minggu, 31 Oktober 2010.
Suhelmi, Ahmad. 2004. Pemikiran Politik Barat. Jakarta: Gramedia.


JEAN JACQUES ROUSSEAU (1712-1778)
  1. Biografi J J Rousseau
Jean Jacques Roussaeu atau yang sering dijuluki sebagai J J Rousseau lahir di Genewa tanggal 28 Juni 1712 dan meninggal di Ermenonville tanggal 2 Juli 1778 merupakan seorang tokoh filosofi besar, penulis dan komposer pada abad pencerahan. Pemikiran filosofinya mempengaruhi revolusi Prancis, perkembangan politika modern dan dasar pemikiran edukasi. Karya novelnya, Emile, atau On Education yang dinilai merupakan karyanya yang terpenting adalah tulisan kunci pada pokok pendidikan kewarganegaraan yang seutuhnya. Julie, ou la nouvelle Heloise, novel sentimental tulisannya adalah karya penting yang mendorong pengembangan era pre-romanticism dan romanticism di bidang tulisan fiksi. Karya autobiografi Rousseau adalah: “Confession”, yang menginisiasi bentuk tulisan autobiografi modern, dan Reveries of a Solitary Walker (seiring dengan karya Lessing and Goethe in German dan Richardson and Sterne in English), adalah contoh utama gerakan akhir abad ke 18 “Age of Sensibility”, yang memfokus pada masalah subjectivitas dan introspeksi yang mengkarakterisasi era modern. Rousseau juga menulis dua drama dan dua opera dan menyumbangkan kontribusi penting dibidang musik sebagai teorist. Pada perioda revolusi Prancis, Rousseau adalah filsafat terpopuler diantara anggota Jacobin Club. Dia dimasukan sebagai pahlawan nasional di Panthéon Paris, pada tahun 1794, enam belas tahun setelah kematiannya.
Krya-karya Rousseau:
  1. Iajoooo sur les sciences et les arts (1750)
  2. Narcissus, or The Self-Admirer: A Comedy, 1752
  3. Le Devinda du Village: an opera, 1752,
  4. Discours sur l'origine et les fondements de l'inégalité parmi les hommes), 1754
  5. Discourse on Political Economy, 1755
  6. Lettre à d'Alembert sur les spectacles, 1758
  7. Julie, ou la nouvelle Héloïse, 1761
  8. The Creed of a Savoyard Priest, 1762 (in Émile)
  9. The Social Contract, or Principles of Political Right (Du contrat social), 1762
  10. Four Letters to M. de Malesherbes, 1762
  11. Lettres de la montagne, 1764
  12. Confessions of Jean-Jacques Rousseau (Les Confessions), 1770, diterbitkan 1782
  13. Constitutional Project for Corsica, 1772
  14. Considerations on the Government of Poland, 1772
  15. Essai sur l'origine des langues, terbit 1781
  16. Rêveries du promeneur solitaire, (tidak selesai), diterbitkan 1782
  17. Dialogues: Rousseau Judge of Jean-Jacques, published 1782
Ibunya meninggal saat ia bayi dan ia diasuh oleh saudara ibunya dan ayahnya yang miskin. Masa kecilnya tidak begitu indah ketika meninggalkan sekolah pada umur 12 dan pada gilirannya meninggalkan Jenewa pada umur 16. Hidup Rousseau memang sangat aneh, juga ia memiliki kepribadian yang aneh pula. Ia adalah orang yang penuh perasaan, semangat, dan sangat blak-blakan tentang dirinya. Apa yang dilihat orang lain, walaupun sejelek apapun, adalah pribadi sebenarnya darinya. Sifat ini dapat diamati dari bukunya yang berjudul Le Confessions (Pengakuan).

  1. Pemikiran Rousseau
Rousseau dengan romantik-nya dalam mengamati pendirian negara dan masyarakat juga dapat kita lihat pada bukunya Du Contrat Social (Perjanjian Sosial). Tulisan ini menggambarkan semangat kembali ke alam pedesaan yang asri, dengan meninggalkan perkotaan, perdagangan, industri, uang, dan kemewahan. Namun, Rousseau tidak asal menolak kota, ia setuju arti kota pada Yunani Kuno.
Dalam bukunya, Rousseau berpendapat bahwa dalam mendirikan negara dan masyarakat kontrak sosial sangat dibutuhkan. Namun, Rousseau berpendapat bahwa negara dan masyarakat yang bersumber dari kontrak sosial hanya mungkin terjadi tanpa paksaan. Negara yang disokong oleh kemauan bersama akan menjadikan manusia seperti manusia sempurna dan membebaskan manusia dari ikatan keinginan, nafsu, dan naluri seperti yang mencekamnya dalam keadaan alami. Manusia akan sadar dan tunduk pada hukum yang bersumber dari kemauan bersama. Kemauan bersama yang berkwalitas dapat mengalahkan kepentingan diri, seperti yang menjadi pokok permasalahan pemikiran Hobbes.
Konsep pertama Rousseau tentang negara adalah hukum (law). Rousseau menyebut setiap negara yang diperintah oleh hukum dengan Republik, entah bagaimanapun bentuk administrasinya. Selanjutnya, badan legislatif (the legislator) yang “maha tahu” membuat dasar aturan/ hukum namun sama sekali tidak memiliki kekuasaan memerintah orang. Menurutnya, kekuasaan legislatif harus di tangan rakyat sedang eksekutif harus berdasar pada kemauan bersama. Rakyat seluruhnya, dianggap sejajar dengan penguasa manapun, mengadakan sidang secara periodik dan ini meminggirkan fungsi eksekutif. Oleh karena itu, keterlibatan masyarakat yang seperti ini sulit terjadi pada kota yang sangat besar.
Rousseau tidak membenarkan adanya persekutuan, termasuk partai yang menurutnya hanya berujung pada penyelewengan. Selain itu, menurutnya, negara jangan terlalu besar dan terlalu kecil dengan masalahnya masing-masing, disarankan sebesar polis.
Kebaikan Teori Rousseau antara lain sebagai landasan demokrasi modern dan menonjolkan fungsi warga negara dalam masyarakat dan negara. Selain itu, Rousseau mengubah sistem politik penuh kekerasan menjadi musyawarah. Teori dan perjanjian ini juga akan menunjukkan tanggung jawab pemerintah terhadap rakyatnya. Teori Kontrak Sosial-nya menganut aliran pactum unionis, yaitu perjanjian masyarakat yang sebenarnya. Ia menghendaki bentuk negara di mana kekuasaanya di tangan rakyat, atau Demokrasi Mutlak.
Pemikiran Rousseau tentang agama sangat aneh, hal ini juga dilihat perubahan agamanya dari Calvinisme menjadi Katholik dan kembali Calvinisme. Ia dengan tegas menolak adanya agama Protestan di negaranya. Hal itu dikarenakan Protestan mementingkan isolasi diri dan berpotensi memecah-belah negara. Agama baginya adalah sebagai penguat negara, bukan sebaliknya. Rousseau lebih membenarkan negara seperti Nabi Muhammad dan khalifah-khalifahnya yang memiliki perpaduan antara rohaniah dan duniawiah.
  1. Analisis dan Kritisi serta Implementasi Pemikiran Rousseau
Kodisi dan implementasi pemikiran Rousseau jika diterapkan di Indonesia ada benarnya juga. Terutama adnya partai yang digunakan oleh elite-elite tertentu untuk mencapai dan memperoleh kekuasaan untuk di jajaran pemerintahan. Namun kekuasaan untuk tersebut tidak jarang keluar dari konteks penyelewengan. Penyelewengan tersebut dapat terwujud sepertipenggunaan kekuasaan sengan seenaknya untuk membuat sebuah kebijaka demi kepentingan dirinya sendiri. Sedangkan rakyatnya masih banyak yang terbengkelai. Tak heran banyak timbul label ketidakpercayaan masyarakat terhadap pemerintahan.
Di sisi lain pemikiran Rousseau sangat berkesinamungan jika diterapkan di Indonesia, yaitu tentang landasan demokrasi modern dan penonjolan terhadap fungi warga negara dalam pembangunan negara yang berwawasan masyarakat. Namun ada satu pemikiran Rousseau yang sulit untuk direalisasikan yaitu mengubah sistem politik yan penuh kekerasan menjadi musyawarah. Hal tersebut terbukti pada saat pemilu berlangsung, dimana ada sebagian partai yang kalah dalam pemilihan mengeluarkan kroni-kroni mereka untuk melakukan tindakan-tindakan nyata dimasyarakat atau pihak-pihak tertentu. Selain itu tatanan pemerintahan yang masih dapat dikatakan jauh dari keberhasilan tata kelola penyelenggaraan pemerintahan. Ada pemikiran Rousseau yang membenarkan sistem pemerintahan negara Nabi Muhammad dan khalifah-khalifahnya yang memiliki perpaduan antara rohaniah dan duniawiah. Seperti kita ketahui Indonesia merupakan salah satu negara dengan proporsi jumlah penduduk umat muslik terbesar di dunia. Banyak hal yang diputuskan dalam pembentukan kebijakan dengan didasari oleh kitab masing-masing agama.
  1. Kesimpulan
Rousseau mengemukakan pendapatnya tentang kontrak sosial, dimana hal tersebut sangat diperlukan dalam pembentukkan negara. Peran masyarakat disini diperlukan agar keberhasilan pembangunan terwujudkan. Disini Rousseau juga menekankan kepada masyarakat yang berperinsip Demokrasi Mutlak dimana kekuasaan negara ada ditangan rakyat, artinya segala keputusan/kebijakan pemerintah yang dibuat harus sesuai dengan hati nurani rakyat dan keinginan rakyat. Selain itu Rousseau tidak membenarkan adanya persekutuan termasuk adanya partai yang berjuang pada kekuasaan dalam bentuk penyalahgunaan kekuasaan.

  1. Referensi
http://id.wikipedia.org/wiki/Jean-Jacques_Rousseau. diakses Minggu, 31 Oktober 2010.
Rousseau, J. J. 1989. Perihal Kontrak Sosial atau Prinsip-rinsip Hukum Politik edisi Pertama (Terjemahan). Jakarta: PT Dian Rakyat.

Tampilkan postingan dengan label filsafat. Tampilkan semua postingan
Tampilkan postingan dengan label filsafat. Tampilkan semua postingan

Jumat, 03 Juni 2011

Jean-Jacques Rousseau (1712—1778)

Jean-Jacques Rousseau was one of the most influential thinkers during the Enlightenment in eighteenth century Europe. His first major philosophical work, A Discourse on the Sciences and Arts, was the winning response to an essay contest conducted by the Academy of Dijon in 1750. In this work, Rousseau argues that the progression of the sciences and arts has caused the corruption of virtue and morality. This discourse won Rousseau fame and recognition, and it laid much of the philosophical groundwork for a second, longer work, The Discourse on the Origin of Inequality. The second discourse did not win the Academy’s prize, but like the first, it was widely read and further solidified Rousseau’s place as a significant intellectual figure. The central claim of the work is that human beings are basically good by nature, but were corrupted by the complex historical events that resulted in present day civil society.Rousseau’s praise of nature is a theme that continues throughout his later works as well, the most significant of which include his comprehensive work on the philosophy of education, the Emile, and his major work on political philosophy, The Social Contract: both published in 1762. These works caused great controversy in France and were immediately banned by Paris authorities. Rousseau fled France and settled in Switzerland, but he continued to find difficulties with authorities and quarrel with friends. The end of Rousseau’s life was marked in large part by his growing paranoia and his continued attempts to justify his life and his work. This is especially evident in his later books, The Confessions, The Reveries of the Solitary Walker, and Rousseau: Judge of Jean-Jacques.
Rousseau greatly influenced Immanuel Kant’s work on ethics. His novel Julie or the New Heloise impacted the late eighteenth century’s Romantic Naturalism movement, and his political ideals were championed by leaders of the French Revolution.

Table of Contents

  1. Life
    1. Traditional Biography
    2. The Confessions: Rousseau’s Autobiography
  2. Background
    1. The Beginnings of Modern Philosophy and the Enlightenment
    2. The State of Nature as a Foundation for Ethics and Political Philosophy
  3. The Discourses
    1. Discourse on the Sciences and Arts
    2. Discourse on the Origin of Inequality
    3. Discourse on Political Economy
  4. The Social Contract
    1. Background
    2. The General Will
    3. Equality, Freedom, and Sovereignty
  5. The Emile
    1. Background
    2. Education
    3. Women, Marriage, and Family
    4. The Profession of Faith of the Savoyard Vicar
  6. Other Works
    1. Julie or the New Heloise
    2. Reveries of the Solitary Walker
    3. Rousseau: Judge of Jean Jacques
  7. Historical and Philosophical Influence
  8. References and Further Reading
    1. Works by Rousseau
    2. Works about Rousseau

1. Life

a. Traditional Biography

Jean-Jacques Rousseau was born to Isaac Rousseau and Suzanne Bernard in Geneva on June 28, 1712. His mother died only a few days later on July 7, and his only sibling, an older brother, ran away from home when Rousseau was still a child. Rousseau was therefore brought up mainly by his father, a clockmaker, with whom at an early age he read ancient Greek and Roman literature such as the Lives of Plutarch. His father got into a quarrel with a French captain, and at the risk of imprisonment, left Geneva for the rest of his life. Rousseau stayed behind and was cared for by an uncle who sent him along with his cousin to study in the village of Bosey. In 1725, Rousseau was apprenticed to an engraver and began to learn the trade. Although he did not detest the work, he thought his master to be violent and tyrannical. He therefore left Geneva in 1728, and fled to Annecy. Here he met Louise de Warens, who was instrumental in his conversion to Catholicism, which forced him to forfeit his Genevan citizenship (in 1754 he would make a return to Geneva and publicly convert back to Calvanism). Rousseau’s relationship to Mme. de Warens lasted for several years and eventually became romantic. During this time he earned money through secretarial, teaching, and musical jobs.
In 1742 Rousseau went to Paris to become a musician and composer. After two years spent serving a post at the French Embassy in Venice, he returned in 1745 and met a linen-maid named Therese Levasseur, who would become his lifelong companion (they eventually married in 1768). They had five children together, all of whom were left at the Paris orphanage. It was also during this time that Rousseau became friendly with the philosophers Condillac and Diderot. He worked on several articles on music for Diderot and d’Alembert’s Encyclopedie. In 1750 he published the Discourse on the Arts and Sciences, a response to the Academy of Dijon’s essay contest on the question, “Has the restoration of the sciences and arts tended to purify morals?” This discourse is what originally made Rousseau famous as it won the Academy’s prize. The work was widely read and was controversial. To some, Rousseau’s condemnation of the arts and sciences in the First Discourse made him an enemy of progress altogether, a view quite at odds with that of the Enlightenment project. Music was still a major part of Rousseau’s life at this point, and several years later, his opera, Le Devin du Village (The Village Soothsayer) was a great success and earned him even more recognition. But Rousseau attempted to live a modest life despite his fame, and after the success of his opera, he promptly gave up composing music.
In the autumn of 1753, Rousseau submitted an entry to another essay contest announced by the Academy of Dijon. This time, the question posed was, “What is the origin of inequality among men, and is it authorized by the natural law?” Rousseau’s response would become the Discourse on the Origin of Inequality Among Men. Rousseau himself thought this work to be superior to the First Discourse because the Second Discourse was significantly longer and more philosophically daring. The judges were irritated by its length as well its bold and unorthodox philosophical claims; they never finished reading it. However, Rousseau had already arranged to have it published elsewhere and like the First Discourse, it also was also widely read and discussed.
In 1756, a year after the publication of the Second Discourse, Rousseau and Therese Levasseur left Paris after being invited to a house in the country by Mme. D’Epinay, a friend to the philosophes. His stay here lasted only a year and involved an affair with a woman named Sophie d’Houdetot, the mistress of his friend Saint-Lambert. In 1757, after repeated quarrels with Mme. D’Epinay and her other guests including Diderot, Rousseau moved to lodgings near the country home of the Duke of Luxemburg at Montmorency.
It was during this time that Rousseau wrote some of his most important works. In 1761 he published a novel, Julie or the New Heloise, which was one of the best selling of the century. Then, just a year later in 1762, he published two major philosophical treatises: in April his definitive work on political philosophy, The Social Contract, and in May a book detailing his views on education, Emile. Paris authorities condemned both of these books, primarily for claims Rousseau made in them about religion, which forced him to flee France. He settled in Switzerland and in 1764 he began writing his autobiography, his Confessions. A year later, after encountering difficulties with Swiss authorities, he spent time in Berlin and Paris, and eventually moved to England at the invitation of David Hume. However, due to quarrels with Hume, his stay in England lasted only a year, and in 1767 he returned to the southeast of France incognito.
After spending three years in the southeast, Rousseau returned to Paris in 1770 and copied music for a living. It was during this time that he wrote Rousseau: Judge of Jean-Jacques and the Reveries of the Solitary Walker, which would turn out to be his final works. He died on July 3, 1778. His Confessions were published several years after his death; and his later political writings, in the nineteenth century.

b. The Confessions: Rousseau’s Autobiography

Rousseau’s own account of his life is given in great detail in his Confessions, the same title that Saint Augustine gave his autobiography over a thousand years earlier. Rousseau wrote the Confessions late in his career, and it was not published until after his death. Incidentally, two of his other later works, the “Reveries of the Solitary Walker” and “Rousseau Judge of Jean Jacques” are also autobiographical. What is particularly striking about the Confessions is the almost apologetic tone that Rousseau takes at certain points to explain the various public as well as private events in his life, many of which caused great controversy. It is clear from this book that Rousseau saw the Confessions as an opportunity to justify himself against what he perceived as unfair attacks on his character and misunderstandings of his philosophical thought.
His life was filled with conflict, first when he was apprenticed, later in academic circles with other Enlightenment thinkers like Diderot and Voltaire, with Parisian and Swiss authorities and even with David Hume. Although Rousseau discusses these conflicts, and tries to explain his perspective on them, it is not his exclusive goal to justify all of his actions. He chastises himself and takes responsibility for many of these events, such as his extra-marital affairs. At other times, however, his paranoia is clearly evident as he discusses his intense feuds with friends and contemporaries. And herein lays the fundamental tension in the Confessions. Rousseau is at the same time trying both to justify his actions to the public so that he might gain its approval, but also to affirm his own uniqueness as a critic of that same public.

2. Background

a. The Beginnings of Modern Philosophy and the Enlightenment

Rousseau’s major works span the mid to late eighteenth century. As such, it is appropriate to consider Rousseau, at least chronologically, as an Enlightenment thinker. However, there is dispute as to whether Rousseau’s thought is best characterized as “Enlightenment” or “counter-Enlightenment.” The major goal of Enlightenment thinkers was to give a foundation to philosophy that was independent of any particular tradition, culture, or religion: one that any rational person would accept. In the realm of science, this project has its roots in the birth of modern philosophy, in large part with the seventeenth century philosopher, René Descartes. Descartes was very skeptical about the possibility of discovering final causes, or purposes, in nature. Yet this teleological understanding of the world was the very cornerstone of Aristotelian metaphysics, which was the established philosophy of the time. And so Descartes’ method was to doubt these ideas, which he claims can only be understood in a confused way, in favor of ideas that he could conceive clearly and distinctly. In the Meditations, Descartes claims that the material world is made up of extension in space, and this extension is governed by mechanical laws that can be understood in terms of pure mathematics.

b. The State of Nature as a Foundation for Ethics and Political Philosophy

The scope of modern philosophy was not limited only to issues concerning science and metaphysics. Philosophers of this period also attempted to apply the same type of reasoning to ethics and politics. One approach of these philosophers was to describe human beings in the “state of nature.” That is, they attempted to strip human beings of all those attributes that they took to be the results of social conventions. In doing so, they hoped to uncover certain characteristics of human nature that were universal and unchanging. If this could be done, one could then determine the most effective and legitimate forms of government.
The two most famous accounts of the state of nature prior to Rousseau’s are those of Thomas Hobbes and John Locke. Hobbes contends that human beings are motivated purely by self-interest, and that the state of nature, which is the state of human beings without civil society, is the war of every person against every other. Hobbes does say that while the state of nature may not have existed all over the world at one particular time, it is the condition in which humans would be if there were no sovereign. Locke’s account of the state of nature is different in that it is an intellectual exercise to illustrate people’s obligations to one another. These obligations are articulated in terms of natural rights, including rights to life, liberty and property. Rousseau was also influenced by the modern natural law tradition, which attempted to answer the challenge of skepticism through a systematic approach to human nature that, like Hobbes, emphasized self-interest. Rousseau therefore often refers to the works of Hugo Grotius, Samuel von Pufendorf, Jean Barbeyrac, and Jean-Jacques Burlamaqui. Rousseau would give his own account of the state of nature in the Discourse on the Origin and Foundations of Inequality Among Men, which will be examined below.
Also influential were the ideals of classical republicanism, which Rousseau took to be illustrative of virtues. These virtues allow people to escape vanity and an emphasis on superficial values that he thought to be so prevalent in modern society. This is a major theme of the Discourse on the Sciences and Arts.

3. The Discourses

a. Discourse on the Sciences and Arts

This is the work that originally won Rousseau fame and recognition. The Academy of Dijon posed the question, “Has the restoration of the sciences and arts tended to purify morals?” Rousseau’s answer to this question is an emphatic “no.” The First Discourse won the academy’s prize as the best essay. The work is perhaps the greatest example of Rousseau as a “counter-Enlightenment” thinker. For the Enlightenment project was based on the idea that progress in fields like the arts and sciences do indeed contribute to the purification of morals on individual, social, and political levels.
The First Discourse begins with a brief introduction addressing the academy to which the work was submitted. Aware that his stance against the contribution of the arts and sciences to morality could potentially offend his readers, Rousseau claims, “I am not abusing science…I am defending virtue before virtuous men.” (First Discourse, Vol. I, p. 4). In addition to this introduction, the First Discourse is comprised of two main parts.
The first part is largely an historical survey. Using specific examples, Rousseau shows how societies in which the arts and sciences flourished more often than not saw the decline of morality and virtue. He notes that it was after philosophy and the arts flourished that ancient Egypt fell. Similarly, ancient Greece was once founded on notions of heroic virtue, but after the arts and sciences progressed, it became a society based on luxury and leisure. The one exception to this, according to Rousseau, was Sparta, which he praises for pushing the artists and scientists from its walls. Sparta is in stark contrast to Athens, which was the heart of good taste, elegance, and philosophy. Interestingly, Rousseau here discusses Socrates, as one of the few wise Athenians who recognized the corruption that the arts and sciences were bringing about. Rousseau paraphrases Socrates’ famous speech in the Apology. In his address to the court, Socrates says that the artists and philosophers of his day claim to have knowledge of piety, goodness, and virtue, yet they do not really understand anything. Rousseau’s historical inductions are not limited to ancient civilizations, however, as he also mentions China as a learned civilization that suffers terribly from its vices.
The second part of the First Discourse is an examination of the arts and sciences themselves, and the dangers they bring. First, Rousseau claims that the arts and sciences are born from our vices: “Astronomy was born from superstition; eloquence from ambition, hate, flattery, and falsehood; geometry from avarice, physics from vain curiosity; all, even moral philosophy, from human pride.” (First Discourse, Vol. I, p. 12). The attack on sciences continues as Rousseau articulates how they fail to contribute anything positive to morality. They take time from the activities that are truly important, such as love of country, friends, and the unfortunate. Philosophical and scientific knowledge of subjects such as the relationship of the mind to the body, the orbit of the planets, and physical laws that govern particles fail to genuinely provide any guidance for making people more virtuous citizens. Rather, Rousseau argues that they create a false sense of need for luxury, so that science becomes simply a means for making our lives easier and more pleasurable, but not morally better.
The arts are the subject of similar attacks in the second part of the First Discourse. Artists, Rousseau says, wish first and foremost to be applauded. Their work comes from a sense of wanting to be praised as superior to others. Society begins to emphasize specialized talents rather than virtues such as courage, generosity, and temperance. This leads to yet another danger: the decline of military virtue, which is necessary for a society to defend itself against aggressors. And yet, after all of these attacks, the First Discourse ends with the praise of some very wise thinkers, among them, Bacon, Descartes, and Newton. These men were carried by their vast genius and were able to avoid corruption. However, Rousseau says, they are exceptions; and the great majority of people ought to focus their energies on improving their characters, rather than advancing the ideals of the Enlightenment in the arts and sciences.

b. Discourse on the Origin of Inequality

The Second Discourse, like the first, was a response to a question put forth by the academy of Dijon: “What is the origin of inequality among men; and is it authorized by the natural law?” Rousseau’s response to this question, the Discourse on the Origin of Inequality, is significantly different from the First Discourse for several reasons. First, in terms of the academy’s response, the Second Discourse was not nearly as well received. It exceeded the desired length, it was four times the length of the first, and made very bold philosophical claims; unlike the First Discourse, it did not win the prize. However, as Rousseau was now a well-known and respected author, he was able to have it published independently. Secondly, if the First Discourse is indicative of Rousseau as a “counter-Enlightenment” thinker, the Second Discourse, by contrast, can rightly be considered to be representative of Enlightenment thought. This is primarily because Rousseau, like Hobbes, attacks the classical notion of human beings as naturally social. Finally, in terms of its influence, the Second Discourse is now much more widely read, and is more representative of Rousseau’s general philosophical outlook. In the Confessions, Rousseau writes that he himself sees the Second Discourse as far superior to the first.
The Discourse on the Origin of Inequality is divided into four main parts: a dedication to the Republic of Geneva, a short preface, a first part, and a second part. The scope of Rousseau’s project is not significantly different from that of Hobbes in the Leviathan or Locke in the Second Treatise on Government. Like them, Rousseau understands society to be an invention, and he attempts to explain the nature of human beings by stripping them of all of the accidental qualities brought about by socialization. Thus, understanding human nature amounts to understanding what humans are like in a pure state of nature. This is in stark contrast to the classical view, most notably that of Aristotle, which claims that the state of civil society is the natural human state. Like Hobbes and Locke, however, it is doubtful that Rousseau meant his readers to understand the pure state of nature that he describes in the Second Discourse as a literal historical account. In its opening, he says that it must be denied that men were ever in the pure state of nature, citing revelation as a source which tells us that God directly endowed the first man with understanding (a capacity that he will later say is completely undeveloped in natural man). However, it seems in other parts of the Second Discourse that Rousseau is positing an actual historical account. Some of the stages in the progression from nature to civil society, Rousseau will argue, are empirically observable in so-called primitive tribes. And so the precise historicity with which one ought to regard Rousseau’s state of nature is the matter of some debate.
Part one is Rousseau’s description of human beings in the pure state of nature, uncorrupted by civilization and the socialization process. And although this way of examining human nature is consistent with other modern thinkers, Rousseau’s picture of “man in his natural state,” is radically different. Hobbes describes each human in the state of nature as being in a constant state of war against all others; hence life in the state of nature is solitary, poor, nasty, brutish, and short. But Rousseau argues that previous accounts such as Hobbes’ have all failed to actually depict humans in the true state of nature. Instead, they have taken civilized human beings and simply removed laws, government, and technology. For humans to be in a constant state of war with one another, they would need to have complex thought processes involving notions of property, calculations about the future, immediate recognition of all other humans as potential threats, and possibly even minimal language skills. These faculties, according to Rousseau, are not natural, but rather, they develop historically. In contrast to Hobbes, Rousseau describes natural man as isolated, timid, peaceful, mute, and without the foresight to worry about what the future will bring.
Purely natural human beings are fundamentally different from the egoistic Hobbesian view in another sense as well. Rousseau acknowledges that self-preservation is one principle of motivation for human actions, but unlike Hobbes, it is not the only principle. If it were, Rousseau claims that humans would be nothing more than monsters. Therefore, Rousseau concludes that self-preservation, or more generally self-interest, is only one of two principles of the human soul. The second principle is pity; it is “an innate repugnance to see his fellow suffer.” (Second Discourse, Vol. II, p. 36). It may seem that Rousseau’s depiction of natural human beings is one that makes them no different from other animals. However, Rousseau says that unlike all other creatures, humans are free agents. They have reason, although in the state of nature it is not yet developed. But it is this faculty that makes the long transition from the state of nature to the state of civilized society possible. He claims that if one examines any other species over the course of a thousand years, they will not have advanced significantly. Humans can develop when circumstances arise that trigger the use of reason.
Rousseau’s praise of humans in the state of nature is perhaps one of the most misunderstood ideas in his philosophy. Although the human being is naturally good and the “noble savage” is free from the vices that plague humans in civil society, Rousseau is not simply saying that humans in nature are good and humans in civil society are bad. Furthermore, he is not advocating a return to the state of nature, though some commentators, even his contemporaries such as Voltaire, have attributed such a view to him. Human beings in the state of nature are amoral creatures, neither virtuous nor vicious. After humans leave the state of nature, they can enjoy a higher form of goodness, moral goodness, which Rousseau articulates most explicitly in the Social Contract.
Having described the pure state of nature in the first part of the Second Discourse, Rousseau’s task in the second part is to explain the complex series of historical events that moved humans from this state to the state of present day civil society. Although they are not stated explicitly, Rousseau sees this development as occurring in a series of stages. From the pure state of nature, humans begin to organize into temporary groups for the purposes of specific tasks like hunting an animal. Very basic language in the form of grunts and gestures comes to be used in these groups. However, the groups last only as long as the task takes to be completed, and then they dissolve as quickly as they came together. The next stage involves more permanent social relationships including the traditional family, from which arises conjugal and paternal love. Basic conceptions of property and feelings of pride and competition develop in this stage as well. However, at this stage they are not developed to the point that they cause the pain and inequality that they do in present day society. If humans could have remained in this state, they would have been happy for the most part, primarily because the various tasks that they engaged in could all be done by each individual. The next stage in the historical development occurs when the arts of agriculture and metallurgy are discovered. Because these tasks required a division of labor, some people were better suited to certain types of physical labor, others to making tools, and still others to governing and organizing workers. Soon, there become distinct social classes and strict notions of property, creating conflict and ultimately a state of war not unlike the one that Hobbes describes. Those who have the most to lose call on the others to come together under a social contract for the protection of all. But Rousseau claims that the contract is specious, and that it was no more than a way for those in power to keep their power by convincing those with less that it was in their interest to accept the situation. And so, Rousseau says, “All ran to meet their chains thinking they secured their freedom, for although they had enough reason to feel the advantages of political establishment, they did not have enough experience to foresee its dangers.” (Second Discourse, Vol. II, p. 54).
The Discourse on the Origin of Inequality remains one of Rousseau’s most famous works, and lays the foundation for much of his political thought as it is expressed in the Discourse on Political Economy and Social Contract. Ultimately, the work is based on the idea that by nature, humans are essentially peaceful, content, and equal. It is the socialization process that has produced inequality, competition, and the egoistic mentality.

c. Discourse on Political Economy

The Discourse on Political Economy originally appeared in Diderot and d’Alembert’s Encyclopedia. In terms of its content the work seems to be, in many ways, a precursor to the Social Contract, which would appear in 1762. And whereas the Discourse on the Sciences and Arts and the Discourse on the Origin of Inequality look back on history and condemn what Rousseau sees as the lack of morality and justice in his own present day society, this work is much more constructive. That is, the Discourse on Political Economy explains what he takes to be a legitimate political regime.
The work is perhaps most significant because it is here that Rousseau introduces the concept of the “general will,” a major aspect of his political thought which is further developed in the Social Contract. There is debate among scholars about how exactly one ought to interpret this concept, but essentially, one can understand the general will in terms of an analogy. A political society is like a human body. A body is a unified entity though it has various parts that have particular functions. And just as the body has a will that looks after the well-being of the whole, a political state also has a will which looks to its general well-being. The major conflict in political philosophy occurs when the general will is at odds with one or more of the individual wills of its citizens.
With the conflict between the general and individual wills in mind, Rousseau articulates three maxims which supply the basis for a politically virtuous state: (1) Follow the general will in every action; (2) Ensure that every particular will is in accordance with the general will; and (3) Public needs must be satisfied. Citizens follow these maxims when there is a sense of equality among them, and when they develop a genuine respect for law. This again is in contrast to Hobbes, who says that laws are only followed when people fear punishment. That is, the state must make the penalty for breaking the law so severe that people do not see breaking the law to be of any advantage to them. Rousseau claims, instead, that when laws are in accordance with the general will, good citizens will respect and love both the state and their fellow citizens. Therefore, citizens will see the intrinsic value in the law, even in cases in which it may conflict with their individual wills.

4. The Social Contract

a. Background

The Social Contract is, like the Discourse on Political Economy, a work that is more philosophically constructive than either of the first two Discourses. Furthermore, the language used in the first and second Discourses is crafted in such a way as to make them appealing to the public, whereas the tone of the Social Contract is not nearly as eloquent and romantic. Another more obvious difference is that the Social Contract was not nearly as well-received; it was immediately banned by Paris authorities. And although the first two Discourses were, at the time of their publication, very popular, they are not philosophically systematic. The Social Contract, by contrast, is quite systematic and outlines how a government could exist in such a way that it protects the equality and character of its citizens. But although Rousseau’s project is different in scope in the Social Contract than it was in the first two Discourses, it would be a mistake to say that there is no philosophical connection between them. For the earlier works discuss the problems in civil society as well as the historical progression that has led to them. The Discourse on the Sciences and Arts claims that society has become such that no emphasis is put on the importance of virtue and morality. The Discourse on the Origin of Inequality traces the history of human beings from the pure state of nature through the institution of a specious social contract that results in present day civil society. The Social Contract does not deny any of these criticisms. In fact, chapter one begins with one of Rousseau’s most famous quotes, which echoes the claims of his earlier works: “Man was/is born free; and everywhere he is in chains.” (Social Contract, Vol. IV, p. 131). But unlike the first two Discourses, the Social Contract looks forward, and explores the potential for moving from the specious social contract to a legitimate one.

b. The General Will

The concept of the general will, first introduced in the Discourse on Political Economy, is further developed in the Social Contract although it remains ambiguous and difficult to interpret. The most pressing difficulty that arises is in the tension that seems to exist between liberalism and communitarianism. On one hand, Rousseau argues that following the general will allows for individual diversity and freedom. But at the same time, the general will also encourages the well-being of the whole, and therefore can conflict with the particular interests of individuals. This tension has led some to claim that Rousseau’s political thought is hopelessly inconsistent, although others have attempted to resolve the tension in order to find some type of middle ground between the two positions. Despite these difficulties, however, there are some aspects of the general will that Rousseau clearly articulates. First, the general will is directly tied to Sovereignty: but not Sovereignty merely in the sense of whomever holds power. Simply having power, for Rousseau, is not sufficient for that power to be morally legitimate. True Sovereignty is directed always at the public good, and the general will, therefore, speaks always infallibly to the benefit of the people. Second, the object of the general will is always abstract, or for lack of a better term, general. It can set up rules, social classes, or even a monarchial government, but it can never specify the particular individuals who are subject to the rules, members of the classes, or the rulers in the government. This is in keeping with the idea that the general will speaks to the good of the society as a whole. It is not to be confused with the collection of individual wills which would put their own needs, or the needs of particular factions, above those of the general public. This leads to a related point. Rousseau argues that there is an important distinction to be made between the general will and the collection of individual wills: “There is often a great deal of difference between the will of all and the general will. The latter looks only to the common interest; the former considers private interest and is only a sum of private wills. But take away from these same wills the pluses and minuses that cancel each other out, and the remaining sum of the differences is the general will.” (Social Contract, Vol. IV, p. 146). This point can be understood in an almost Rawlsian sense, namely that if the citizens were ignorant of the groups to which they would belong, they would inevitably make decisions that would be to the advantage of the society as a whole, and thus be in accordance with the general will.

c. Equality, Freedom, and Sovereignty

One problem that arises in Rousseau’s political theory is that the Social Contract purports to be a legitimate state in one sense because it frees human beings from their chains. But if the state is to protect individual freedom, how can this be reconciled with the notion of the general will, which looks always to the welfare of the whole and not to the will of the individual? This criticism, although not unfounded, is also not devastating. To answer it, one must return to the concepts of Sovereignty and the general will. True Sovereignty, again, is not simply the will of those in power, but rather the general will. Sovereignty does have the proper authority override the particular will of an individual or even the collective will of a particular group of individuals. However, as the general will is infallible, it can only do so when intervening will be to the benefit of the society. To understand this, one must take note of Rousseau’s emphasis on the equality and freedom of the citizens. Proper intervention on the part of the Sovereign is therefore best understood as that which secures the freedom and equality of citizens rather than that which limits them. Ultimately, the delicate balance between the supreme authority of the state and the rights of individual citizens is based on a social compact that protects society against factions and gross differences in wealth and privilege among its members.

5. The Emile

a. Background

The Emile or On Education is essentially a work that details Rousseau’s philosophy of education. It was originally published just several months after the Social Contract. Like the Social Contract, the Emile was immediately banned by Paris authorities, which prompted Rousseau to flee France. The major point of controversy in the Emile was not in his philosophy of education per se, however. Rather, it was the claims in one part of the book, the Profession of Faith of the Savoyard Vicar in which Rousseau argues against traditional views of religion that led to the banning of the book. The Emile is unique in one sense because it is written as part novel and part philosophical treatise. Rousseau would use this same form in some of his later works as well. The book is written in first person, with the narrator as the tutor, and describes his education of a pupil, Emile, from birth to adulthood.

b. Education

The basic philosophy of education that Rousseau advocates in the Emile, much like his thought in the first two Discourses, is rooted in the notion that human beings are good by nature. The Emile is a large work, which is divided into five Books, and Book One opens with Rousseau’s claim that the goal of education should be to cultivate our natural tendencies. This is not to be confused with Rousseau’s praise of the pure state of nature in the Second Discourse. Rousseau is very clear that a return the state of nature once human beings have become civilized is not possible. Therefore, we should not seek to be noble savages in the literal sense, with no language, no social ties, and an underdeveloped faculty of reason. Rather, Rousseau says, someone who has been properly educated will be engaged in society, but relate to his or her fellow citizens in a natural way.
At first glance, this may seem paradoxical: If human beings are not social by nature, how can one properly speak of more or less natural ways of socializing with others? The best answer to this question requires an explanation of what Rousseau calls the two forms of self-love: amour-propre and amour de soi. Amour de soi is a natural form of self-love in that it does not depend on others. Rousseau claims that by our nature, each of us has this natural feeling of love toward ourselves. By contrast, amour-propre is an unnatural self-love and is a negative product of the socialization process. Unlike amour de soi, amour-propre is a love of self that depends on comparing oneself with others. Essentially it consists in someone basing his or her self-worth on a perceived superiority to another. It breeds contempt, hostility, and frivolous competition. In fact, it is precisely these negative consequences that are under attack in the Discourse on the Sciences and Arts.
Rousseau’s philosophy of education, therefore, is not geared simply at particular techniques that best ensure that the pupil will absorb information and concepts. It is better understood as a way of ensuring that the pupil’s character be developed in such a way as to have a healthy sense of self-worth and morality. This will allow the pupil to be virtuous even in the unnatural and imperfect society in which he lives. The character of Emile begins learning important moral lessons from his infancy, thorough childhood, and into early adulthood. His education relies on the tutor’s constant supervision. The tutor must even manipulate the environment in order to teach sometimes difficult moral lessons about humility, chastity, and honesty.

c. Women, Marriage, and Family

As Emile’s is a moral education, Rousseau discusses in great detail how the young pupil is to be brought up to regard women and sexuality. He introduces the character of Sophie, and explains how her education differs from Emile’s. Hers is not as focused on theoretical matters, as men’s minds are more suited to that type of thinking. Rousseau’s view on the nature of the relationship between men and women is rooted in the notion that men are stronger and therefore more independent. They depend on women only because they desire them. By contrast, women both need and desire men. Sophie is educated in such a way that she will fill what Rousseau takes to be her natural role as a wife. She is to be submissive to Emile. And although Rousseau advocates these very specific gender roles, it would be a mistake to take the view that Rousseau regards men as simply superior to women. Women have particular talents that men do not; Rousseau says that women are cleverer than men, and that they excel more in matters of practical reason. These views are continually discussed among both feminist and Rousseau scholars.

d. The Profession of Faith of the Savoyard Vicar

The Profession of Faith of the Savoyard Vicar is part of the fourth Book of the Emile. In his discussion of how to properly educate a pupil about religious matters, the tutor recounts a tale of an Italian who thirty years before was exiled from his town. Disillusioned, the young man was aided by a priest who explained his own views of religion, nature, and science. Rousseau then writes in the first person from the perspective of this young man, and recounts the Vicar’s speech.
The priest begins by explaining how, after a scandal in which he broke his vow of celibacy, he was arrested, suspended, and then dismissed. In his woeful state, the priest began to question all of his previously held ideas. Doubting everything, the priest attempts a Cartesian search for truth by doubting all things that he does not know with absolute certainty. But unlike Descartes, the Vicar is unable to come to any kind of clear and distinct ideas that could not be doubted. Instead, he follows what he calls the “Inner Light” which provides him with truths so intimate that he cannot help but accept them, even though they may be subject to philosophical difficulties. Among these truths, the Vicar finds that he exists as a free being with a free will which is distinct from his body that is not subject to physical, mechanical laws of motion. To the problem of how his immaterial will moves his physical body, the Vicar simply says “I cannot tell, but I perceive that it does so in myself; I will to do something and I do it; I will to move my body and it moves, but if an inanimate body, when at rest, should begin to move itself, the thing is incomprehensible and without precedent. The will is known to me in its action, not in its nature.” (Emile, p. 282). The discussion is particularly significant in that it marks the most comprehensive metaphysical account in Rousseau’s thought.
The Profession of Faith also includes the controversial discussion of natural religion, which was in large part the reason why Emile was banned. The controversy of this doctrine is the fact that it is categorically opposed to orthodox Christian views, specifically the claim that Christianity is the one true religion. The Vicar claims instead that knowledge of God is found in the observation of the natural order and one’s place in it. And so, any organized religion that correctly identifies God as the creator and preaches virtue and morality, is true in this sense. Therefore, the Vicar concludes, each citizen should dutifully practice the religion of his or her own country so long as it is in line with the religion, and thus morality, of nature.

6. Other Works

a. Julie or the New Heloise

Julie or the New Heloise remains one of Rousseau’s popular works, though it is not a philosophical treatise, but rather a novel. The work tells the story of Julie d’Etange and St. Preux, who were one time lovers. Later, at the invitation of her husband, St. Preux unexpectedly comes back into Julie’s life. Although not a work of philosophy per se, Julie or the New Heloise is still unmistakably Rousseau’s. The major tenets of his thought are clearly evident; the struggle of the individual against societal norms, emotions versus reason, and the goodness of human nature are all prevalent themes.

b. Reveries of the Solitary Walker

Rousseau began writing the Reveries of the Solitary Walker in the fall of 1776. By this time, he had grown increasingly distressed over the condemnation of several of his works, most notably the Emile and the Social Contract. This public rejection, combined with rifts in his personal relationships, left him feeling betrayed and even as though he was the victim of a great conspiracy. The work is divided into ten “walks” in which Rousseau reflects on his life, what he sees as his contribution to the public good, and how he and his work have been misunderstood. It is interesting that Rousseau returns to nature, which he had always praised throughout his career. One also recognizes in this praise the recognition of God as the just creator of nature, a theme so prevalent in the Profession of Faith of the Savoyard Vicar. The Reveries of the Solitary Walker, like many of Rousseau’s other works, is part story and part philosophical treatise. The reader sees in it, not only philosophy, but also the reflections of the philosopher himself.

c. Rousseau: Judge of Jean Jacques

The most distinctive feature of this late work, often referred to simply as the Dialogues, is that it is written in the form of three dialogues. The characters in the dialogues are “Rousseau” and an interlocutor identified simply as a “Frenchman.” The subject of these characters’ conversations is the author “Jean-Jacques,” who is the actual historical Rousseau. This somewhat confusing arrangement serves the purpose of Rousseau judging his own career. The character “Rousseau,” therefore, represents Rousseau had he not written his collected works but instead had discovered them as if they were written by someone else. What would he think of this author, represented in the Dialogues as the character “Jean-Jacques?” This self-examination makes two major claims. First, like the Reveries, it makes clearly evident the fact that Rousseau felt victimized and betrayed, and shows perhaps even more so than the Reveries, Rousseau’s growing paranoia. And second, the Dialogues represent one of the few places that Rousseau claims his work is systematic. He claims that there is a philosophical consistency that runs throughout his works. Whether one accepts that such a system is present in Rousseau’s philosophy or not is a question that was not only debated during Rousseau’s time, but is also continually discussed among contemporary scholars.

7. Historical and Philosophical Influence

It is difficult to overestimate Rousseau’s influence, both in the Western philosophical tradition, and historically. Perhaps his greatest directly philosophical influence is on the ethical thought of Immanuel Kant. This may seem puzzling at first glance. For Kant, the moral law is based on rationality, whereas in Rousseau, there is a constant theme of nature and even the emotional faculty of pity described in the Second Discourse. This theme in Rousseau’s thought is not to be ignored, and it would be a mistake to understand Rousseau’s ethics merely as a precursor to Kant; certainly Rousseau is unique and significant in his own respect. But despite these differences, the influence on Kant is undeniable. The Profession of Faith of the Savoyard Vicar is one text in particular that illustrates this influence. The Vicar claims that the correct view of the universe is to see oneself not at the center of things, but rather on the circumference, with all people realizing that we have a common center. This same notion is expressed in the Rousseau’s political theory, particularly in the concept of the general will. In Kant’s ethics, one of the major themes is the claim that moral actions are those that can be universalized. Morality is something separate from individual happiness: a view that Rousseau undoubtedly expresses as well.
A second major influence is Rousseau’s political thought. Not only is he one of the most important figures in the history of political philosophy, later influencing Karl Marx among others, but his works were also championed by the leaders of the French Revolution. And finally, his philosophy was largely instrumental in the late eighteenth century Romantic Naturalism movement in Europe thanks in large part to Julie or the New Heloise and the Reveries of the Solitary Walker.
Contemporary Rousseau scholarship continues to discuss many of the same issues that were debated in the eighteenth century. The tension in his political thought between individual liberty and totalitarianism continues to be an issue of controversy among scholars. Another aspect of Rousseau’s philosophy that has proven to be influential is his view of the family, particularly as it pertains to the roles of men and women.

8. References and Further Reading

a. Works by Rousseau

Below is a list of Rousseau’s major works in chronological order. The titles are given in the original French as well as the English translation. Following the title is the year of the work’s first publication and, for some works, a brief description:
  • Discours sur les Sciences et les Arts (Discourse on the Sciences and Arts), 1750.
    • Often referred to as the “First Discourse,” this work was a submission to the Academy of Dijon’s essay contest, which it won, on the question, “Has the restoration of the sciences and arts tended to purify morals?”
  • Le Devin du Village (The Village Soothsayer), 1753.
    • Rousseau’s opera: it was performed in France and widely successful.
  • Narcisse ou l’amant de lui-même (Narcissus or the lover of himself), 1753.
    • A play written by Rousseau.
  • Lettre sur la musique francaise (Letter on French music), 1753.
  • Discours sur l’origine et les fondments de l’inegalite (Discourse on the Origin and Foundations of Inequality), 1755.
    • Often referred to as the “Second Discourse,” this was another submission to an essay contest sponsored by the Academy of Dijon, though unlike the First Discourse, it did not win the prize. The Second Discourse is a response to the question, “What is the Origin of Inequality Among Men and is it Authorized by the Natural Law?”
  • Discours sur l’Économie politique (Discourse on Political Economy), 1755.
    • Sometimes called the “Third Discourse,” this work originally appeared in the Encyclopédie of Diderot and d’Alembert.
  • Lettre á d’Alembert sur les Spectacles (Letter to Alembert on the Theater), 1758.
  • Juli ou la Nouvelle Héloïse (Julie or the New Heloise), 1761.
    • A novel that was widely read and successful immediately after its publication.
  • Du Contract Social (The Social Contract), 1762.
    • Rousseau’s most comprehensive work on politics.
  • Émile ou de l’Éducation (Émile or On Education), 1762.
    • Rousseau’s major work on education. It also contains the Profession of Faith of the Savoyard Vicar, which documents Rousseau’s views on metaphysics, free will, and his controversial views on natural religion for which the work was banned by Parisian authorities.
  • Lettre á Christophe de Beaumont, Archévêque de Paris (Letter to Christopher de Beaumont, Archbishop of Paris), 1763.
  • Lettres écrites de la Montagne (Letters Written from the Mountain), 1764.
  • Dictionnaire de Musique (Dictionary of Music), 1767.
  • Émile et Sophie ou les Solitaires (Émile and Sophie or the Solitaries), 1780.
    • A short sequel to the Émile.
  • Considérations sur le gouverment de la Pologne (Considerations on the Government of Poland), 1782.
  • Les Confessions (The Confessions), Part I 1782, Part II 1789.
    • Rousseau’s autobiography.
  • Rousseau juge de Jean-Jacques, Dialogues (Rousseau judge of Jean-Jacques, Dialogues), First Dialogue 1780, Complete 1782.
  • Les Rêveries du Promeneur Solitaire (Reveries of the Solitary Walker), 1782.

b. Works about Rousseau

The standard original language edition is Ouevres completes de Jean Jacques Rousseau, eds. Bernard Gagnebin and Marcel Raymond, Paris: Gallimard, 1959-1995. The most comprehensive English translation of Rousseau’s works is the Collected Writings of Rousseau, series eds. Roger Masters and Christopher Kelly, Hanover: University Press of New England, 1990-1997. References are given by the title of the work, the volume number (in Roman Numerals), and the page number. The Collected Works do not include the Emile. References to this work are from Emile, trans. Barbara Foxley, London: Everyman, 2000. The following is a brief list of widely available secondary texts.
  • Cooper, Laurence D. Rousseau and Nature: The Problem of the Good Life. Penn State UP, 1999. Cranston, Maurice. Jean-Jacques: The Early Life and Work of Jean-Jacques, 1712- 1754. University of Chicago Press, 1991.
  • Cranston, Maurice. The Noble Savage: Jean-Jacques Rousseau, 1754-1762. University of Chicago Press, 1991.
  • Cranston, Maurice. The Solitary Self: Jean-Jacques Rousseau in Exile and Adversity. University of Chicago Press, 1997.
  • Dent, N.J.H. Rousseau. Blackwell, 1988.
  • Gourevitch, Victor. Rousseau: The ‘Discourses’ and Other Early Political Writings. Cambridge UP, 1997.
  • Gourevitch, Victor. Rousseau: The ‘Social Contract’ and Other Later Political Writings. Cambridge UP, 1997.
  • Melzer, Arthur. The Natural Goodness of Man: On the Systems of Rousseau’s Thought. University of Chicago Press, 1990.
  • O’Hagan, Timothy. Rousseau. Routledge, 1999.
  • Riley, Patrick, ed. The Cambridge Companion to Rousseau. Cambridge UP, 2001.
  • Reisert, Joseph. Jean-Jacques Rousseau: A Friend of Virtue. Cornell UP, 2003.
  • Rosenblatt, Helena. Rousseau and Geneva. Cambridge: Cabridge UP, 1997.
  • Starobinski, Jean. Jean-Jacques Rousseau: Transparency and Obstruction. Chicago: University of Chicago Press, 1988.
  • Wolker, Robert. Rousseau. Oxford: Oxford UP, 1995.
  • Wolker, Robert, ed. Rousseau and Liberty. Manchester: Manchester UP, 1995.

Modern History Sourcebook: Jean Jacques Rousseau: The Social Contract, 1763

Modern History Sourcebook:
Jean Jacques Rousseau:
The Social Contract, 1763


Jean-Jacques Rousseau stresses, like John Lockem the idea of a social contract as the basis of society. Locke's version emphasised a contact between the governors and the governed: Rousseau's was in a way much more profound - the social contract was between all members of society, and essentially replaced "natural" rights as the basis for human claims.


Origin and Terms of the Social Contract

Man was born free, but everywhere he is in chains. This man believes that he is the master of others, and still he is more of a slave than they are. How did that transformation take place? I don't know. How may the restraints on man become legitimate? I do believe I can answer that question....

At a point in the state of nature when the obstacles to human preservation have become greater than each individual with his own strength can cope with . . ., an adequate combination of forces must be the result of men coming together. Still, each man's power and freedom are his main means of self­preservation. How is he to put them under the control of others without damaging himself . . . ?

This question might be rephrased: "How is a method of associating to be found which will defend and protect-using the power of all-the person and property of each member and still enable each member of the group to obey only himself and to remain as free as before?" This is the fundamental problem; the social contract offers a solution to it.

The very scope of the action dictates the terms of this contract and renders the least modification of them inadmissible, something making them null and void. Thus, although perhaps they have never been stated in so man) words, they are the same everywhere and tacitly conceded and recognized everywhere. And so it follows that each individual immediately recovers hi primitive rights and natural liberties whenever any violation of the social contract occurs and thereby loses the contractual freedom for which he renounced them.

The social contract's terms, when they are well understood, can be reduced to a single stipulation: the individual member alienates himself totally to the whole community together with all his rights. This is first because conditions will be the same for everyone when each individual gives himself totally, and secondly, because no one will be tempted to make that condition of shared equality worse for other men....

Once this multitude is united this way into a body, an offense against one of its members is an offense against the body politic. It would be even less possible to injure the body without its members feeling it. Duty and interest thus equally require the two contracting parties to aid each other mutually. The individual people should be motivated from their double roles as individuals and members of the body, to combine all the advantages which mutual aid offers them....


Individual Wills and the General Will

In reality, each individual may have one particular will as a man that is different from-or contrary to-the general will which he has as a citizen. His own particular interest may suggest other things to him than the common interest does. His separate, naturally independent existence may make him imagine that what he owes to the common cause is an incidental contribution - a contribution which will cost him more to give than their failure to receive it would harm the others. He may also regard the moral person of the State as an imaginary being since it is not a man, and wish to enjoy the rights of a citizen without performing the duties of a subject. This unjust attitude could cause the ruin of the body politic if it became widespread enough.

So that the social pact will not become meaningless words, it tacitly includes this commitment, which alone gives power to the others: Whoever refuses to obey the general will shall be forced to obey it by the whole body politic, which means nothing else but that he will be forced to be free. This condition is indeed the one which by dedicating each citizen to the fatherland gives him a guarantee against being personally dependent on other individuals. It is the condition which all political machinery depends on and which alone makes political undertakings legitimate. Without it, political actions become absurd, tyrannical, and subject to the most outrageous abuses.

Whatever benefits he had in the state of nature but lost in the civil state, a man gains more than enough new ones to make up for them. His capabilities are put to good use and developed; his ideas are enriched, his sentiments made more noble, and his soul elevated to the extent that-if the abuses in this new condition did not often degrade him to a condition lower than the one he left behind-he would have to keep blessing this happy moment which snatched him away from his previous state and which made an intelligent being and a man out of a stupid and very limited animal....

Property Rights

In dealing with its members, the State controls all their goods under the social contract, which serves as the basis for all rights within the State, but it controls them only through the right of first holder which individuals convey to the State....

A strange aspect of this act of alienating property rights to the state is that when the community takes on the goods of its members, it does not take these goods away from them. The community does nothing but assure its members of legitimate possession of goods, changing mere claims of possession into real rights and customary use into property.... Through an act of transfer having advantages for the public but far more for themselves they have, so to speak, really acquired everything they gave up....


Indivisible, Inalienable Sovereignty

The first and most important conclusion from the principles we have established thus far is that the general will alone may direct the forces of the State to achieve the goal for which it was founded, the common good.... Sovereignty is indivisible ... and is inalienable.... A will is general or it is not: it is that of the whole body of the people or only of one faction. In the first instance, putting the will into words and force is an act of sovereignty: the will becomes law. In the second instance, it is only a particular will or an administrative action; at the very most it is a decree.

Our political theorists, however, unable to divide the source of sovereignty, divide sovereignty into the ways it is applied. They divide it into force and will; into legislative power and executive power; into the power to tax, the judicial power, and the power to wage war; into internal administration and the power to negotiate with foreign countries. Now we see them running these powers together. Now they will proceed to separate them. They make the sovereign a being of fantasy, composed of separate pieces, which would be like putting a man together from several bodies, one having eyes, another arms, another feet-nothing more. Japanese magicians are said to cut up a child before the eyes of spectators, then throw the pieces into the air one after the other, and then cause the child to drop down reassembled and alive again. That is the sort of magic trick our political theorists perform. After having dismembered the social body with a trick worthy of a travelling show, they reassemble the pieces without anybody knowing how....

If we follow up in the same way on the other divisions mentioned, we find that we are deceived every time we believe we see sovereignty divided. We find that the jurisdictions we have thought to be exercised as parts of sovereignty in reality are subordinate to the [one] sovereign power. They presuppose supreme wills, which they merely carry out in their jurisdictions . . . .


Need for Citizen Participation, Not Representation

It follows from the above that the general will is always in the right and inclines toward the public good, but it does not follow that the deliberations of the people always have the same rectitude. People always desire what is good, but they do not always see what is good. You can never corrupt the people, but you can often fool them, and that is the only time that the people appear to will something bad....

If, assuming that the people were sufficiently informed as they made decisions and that the citizens did not communicate with each other, the general will would always be resolved from a great number of small differences, and the deliberation would always be good. But when blocs are formed, associations of parts at the expense of the whole, the will of each of these associations will be general as far as its members are concerned but particular as far as the State is concerned. Then we may say that there are no longer so many voters as there are men present but as many as there are associations. The differences will become less numerous and will yield less general results. Finally, when one of these associations becomes so strong that it dominates the others, you no longer have the sum of minor differences as a result but rather one single [unresolved] difference, with the result that there no longer is a general will, and the view that prevails is nothing but one particular view....

But we must also consider the private persons who make up the public, apart from the public personified, who each have a life and liberty independent of it. It is very necessary for us to distinguish between the respective rights of the citizens and the sovereign and between the duties which men must fulfill in their role as subjects from the natural rights they should enjoy in their role as men.

It is agreed that everything which each individual gives up of his power, his goods, and his liberty under the social contract is only that part of all those things which is of use to the community, but it is also necessary to agree that the sovereign alone is the judge of what that useful part is.

All the obligations which a citizen owes to the State he must fulfill as soon as the sovereign asks for them, but the sovereign in turn cannot impose any obligation on subjects which is not of use to the community. If fact, the sovereign cannot even wish to do so, for nothing can take place without a cause according to the laws of reason, any more than according to the laws of nature [and the sovereign community will have no cause to require anything beyond what is of communal use]....

Government . . is wrongly confused with the sovereign, whose agent it is. What then is government? It is an intermediary body established between the subjects and the sovereign to keep them in touch with each other. It is charged with executing the laws and maintaining both civil and political liberty.... The only will dominating government ... should be the general will or the law. The government's power is only the public power vested in it. As soon as [government] attempts to let any act come from itself completely independently, it starts to lose its intermediary role. If the time should ever come when the [government] has a particular will of its own stronger than that of the sovereign and makes use of the public power which is in its hands to carry out its own particular will-when there are thus two sovereigns, one in law and one in fact-at that moment the social union will disappear and the body politic will be dissolved.

Once the public interest has ceased to be the principal concern of citizens, once they prefer to serve State with money rather than with their persons, the State will be approaching ruin. Is it necessary to march into combat? They will pay some troops and stay at home. Is it necessary to go to meetings? They will name some deputies and stay at home. Laziness and money finally leave them with soldiers to enslave their fatherland and representatives to sell it....

Sovereignty cannot be represented.... Essentially, it consists of the general will, and a will is not represented: either we have it itself, or it is something else; there is no other possibility. The deputies of the people thus are not and cannot be its representatives. They are only the people's agents and are not able to come to final decisions at all. Any law that the people have not ratified in person is void, it is not a law at all.


Sovereignty and Civil Religion

Now then, it is of importance to the State that each citizen should have a religion requiring his devotion to duty; however, the dogmas of that religion are of no interest to the State except as they relate to morality and to the duties which each believer is required to perform for others. For the rest of it, each person may have whatever opinions he pleases....

It follows that it is up to the sovereign to establish the articles of a purely civil faith, not exactly as dogmas of religion but as sentiments of social commitment without which it would be impossible to be either a good citizen or a faithful subject.... While the State has no power to oblige anyone to believe these articles, it may banish anyone who does not believe them. This banishment is not for impiety but for lack of social commitment, that is, for being incapable of sincerely loving the laws and justice or of sacrificing his life to duty in time of need. As for the person who conducts himself as if he does not believe them after having publicly stated his belief in these same dogmas, he deserves the death penalty. He has lied in the presence of the laws.

The dogmas of civil religion should be simple, few in number, and stated in precise words without interpretations or commentaries. These are the required dogmas: the existence of a powerful, intelligent Divinity, who does good, has foreknowledge of all, and provides for all; the life to come; the happy rewards of the just; the punishment of the wicked; and the sanctity ol` the social contract and the laws. As for prohibited articles of faith, I limit myself to one: intolerance. Intolerance characterizes the religious persuasions we have excluded.


From Jean­Jacques Rousseau, Contrat social ou Principes du droit politique (Paris: Garnier Frères 1800), pp. 240­332, passim. Translated by Henry A. Myers.

Rousseau, Jean-Jacques: The Social Contract (1762)

Rousseau, Jean-Jacques: The Social Contract (1762)


Jean-Jacques Rousseau, in The Social Contract, propounds a doctrine which already had a long history in the struggle against the older view of the divine right of kings, namely, that government gets its authority over us by a willing consent on our part, not by the authorization of God. While Rousseau's famous opening line condemns the society of his day for its limiting of our natural spontaneity (indeed, its corruption of our natural goodness), he thinks that a good government can be justified in terms of the compromise to which each of us submits so as to gain "civil liberty and the proprietorship of all he possesses." Rousseau even thinks that we mature as human beings in such a social setting, where we are not simply driven by our appetites and desires but become self-governing, self-disciplined beings.
How, as Rousseau himself asks, can one enter into an agreement which limits one's power without thereby "harming his own interests and neglecting the care he owes to himself?"


Subject of the First Book Man is born free; and everywhere he is in chains. One thinks himself the master of others, and still remains a greater slave than they. How did this change come about? I do not know. What can make it legitimate? That question I think I can answer.
If I took into account only force, and the effects derived from it, I should say: "As long as a people is compelled to obey, and obeys, it does well; as soon as it can shake off the yoke, and shakes it off, it does still better; for, regaining its liberty by the same right as took it away, either it is justified in resuming it, or there was no justification for those who took it away." But the social order is a sacred right which is the basis of all rights. Nevertheless, this right does not come from nature, and must therefore be founded on conventions. . . . (1)


Slavery Since no man has a natural authority over his fellow, and force creates no right, we must conclude that conventions form the basis of all legitimate authority among men.


The Social Compact I suppose men to have reached the point at which the obstacles in the way of their preservation in the state of nature show their power of resistance to be greater than the resources at the disposal of each individual for his maintenance in that state. That primitive condition can then subsist no longer; and the human race would perish unless it changed its manner of existence.
But, as men cannot engender new forces, but only unite and direct existing ones, they have no other means of preserving themselves than the formation, by aggregation, of a sum of forces great enough to overcome the resistance. These they have to bring into play by means of a single motive power, and cause to act in concert. (2)
This sum of forces can arise only where several persons come together: but, as the force and liberty of each man are the chief instruments of his self-preservation, how can he pledge them without harming his own interests, and neglecting the care he owes to himself? This difficulty, in its bearing on my present subject, may be stated in the following terms:
"The problem is to find a form of association which will defend and protect with the whole common force the person and goods of each associate, and in which each, while uniting himself with all, may still obey himself alone. and remain as free as before." This is the fundamental problem of which the Social Contract provides the solution. . . .


The Civil State The passage (3) from the state of nature to the civil state produces a very remarkable change in man, by substituting justice for instinct in his conduct, and giving his actions the morality they had formerly lacked. Then only, when the voice of duty takes the place of physical impulses and right of appetite, does man, who so far had considered only himself, find that he is forced to act on different principles, and to consult his reason before listening to his inclinations. Although, in this state, he deprives himself of some advantages which he got from nature, he gains in return others so great, his faculties are so stimulated and developed, his ideas so extended, his feelings so ennobled, and his whole soul so uplifted that, did not the abuses of this new condition often degrade him below that which he left, he would be bound to bless continually the happy moment which took him from it for ever, and, instead of a stupid and unimaginative animal, made him an intelligent being and a man.
Let us draw up the whole account in terms easily commensurable. What man loses by the social contract is his natural liberty and an unlimited right to everything he tries to get and succeeds in getting; what he gains is civil liberty and the proprietorship of all he possesses. If we are to avoid mistake in weighing one against the other, we must clearly distinguish natural liberty, which is bounded only by the strength of the individual, from civil liberty, which is limited by the general will; and possession, which is merely the effect of force or the right of the first occupier, from property, which can be founded only on a positive title.
We might, over and above all this, add, to what man acquires in the civil state, moral liberty, which alone makes him truly master of himself; for the mere impulse of appetite is slavery, while obedience to a law which we prescribe to ourselves is liberty. . . .
Translated by G. D. H. Cole (1913)

FILSAFAT POLITIK ERA KONTRAK SOSIAL: THOMAS HOBBES, JOHN LOCKE, ZAMAN PENCERAHAN, DAN J.J. ROSSEAU

FILSAFAT POLITIK ERA KONTRAK SOSIAL:
THOMAS HOBBES, JOHN LOCKE, ZAMAN PENCERAHAN, DAN J.J. ROSSEAU
A. THOMAS HOBBES
Thomas Hobbes merupakan seorang pemikir politik yang lahir dan mengalami proses intelektual dalam keadaan sosial politik anarkis pada abad ke XVII. Sejak lahir sampai akhir hidupnya, terjadi perang sipil dan perang agama, konfrontasi antara raja dengan dewan rakyat terjadi tanpa henti-hentinya. Kekerasan kekejaman, dendam dan ketakutan akibat peperangan agama dan perang sipil di Inggris mewarnai kehidupan Thomas Hobbes. Riwayat kehidupan Thomas Hobbes, seperti, melukiskan dirinya sebagai saudara kembar rasa ketakutan. Thomas Hobbes dilahirkan dalam kondisi premature. Dengan rasa ketakutan semakin dekatnya Armada Spanyol ke kawasan Inggris, begitu mencekam perasaan ibunya. Ketakutan mencekam itulah yang memaksa Thomas Hobbes lahir ke dunia. Pada waktu ia lahir, Ratu Elisabeth I Sedang sibuk menaklutkan kelompok agama Katolik
Hobbes menyatakan bahwa secara kodrati manusia itu sama satu dengan lainnya. Masing-masing mempunyai hasrat atau nafsu (appetite) dan keengganan (aversions), yang menggerakkan tindakan mereka. Appetites manusia adalah hasrat atau nafsu akan kekuasaan, akan kekayaan, akan pengetahuan, dan akan kehormatan. Sedangkan aversions manusia adalah keengganan untuk hidup sengsara dan mati.
Hobbes menegaskan pula bahwa hasrat manusia itu tidaklah terbatas. Untuk memenuhi hasrat atau nafsu yang tidak terbatas itu, manusia mempunyai power. Oleh karena setiap manusia berusaha untuk memenuhi hasrat dan keengganannya, dengan menggunakan power-nya masing-masing, maka yang terjadi adalah benturan power antarsesama manusia, yang meningkatkan keengganan untuk mati.
Hobbes menyatakan bahwa dalam kondisi alamiah, terdapat perjuangan untuk power dari manusia atas manusia yang lain. Dalam kondisi alamiah seperti itu manusia menjadi tidak aman dan ancaman kematian menjadi semakin mencekam.
Karena kondisi alamiah tidak aman, maka dengan akalnya manusia berusaha menghindari kondisi perang-satu-dengan-lainnya itu dengan menciptakan kondisi artifisial (buatan). Dengan penciptaan ini manusia tidak lagi dalam kondisi alamiah, tetapi sudah memasuki kondisi sipil. Caranya adalah masing-masing anggota masyarakat mengadakan kesepakatan di antara mereka untuk melepaskan hak-hak mereka dan menstransfer hak-hak itu kepada beberapa orang atau lembaga yang akan menjaga kesepakatan itu agar terlaksana dengan sempurna. Untuk itu orang atau lembaga itu harus diberi hak sepenuhnya untuk menggunakan semua kekuatan dari masyarakat.
Beberapa orang atau lembaga itulah yang memegang kedaulatan penuh. Tugasnya adalah menciptakan dan menjaga keselamatan rakyat (the safety of the people) [Hobbes: hal. 376]. Masyarakat sebagai pihak yang menyerahkan hak-hak mereka, tidak mempunyai hak lagi untuk menarik kembali atau menuntut atau mempertanyakan kedaulatan penguasa, karena pada prinsipnya penyerahan total kewenangan itu adalah pilihan paling masuk akal dari upaya mereka untuk lepas dari kondisi perang-satu-dengan-lainnya yang mengancam hidup mereka.
Di lain pihak, pemegang kedaulatan mempunyai seluruh hak untuk memerintah dan menjaga keselamatan yang diperintah itu. Pemegang kedaulatan tidak bisa digugat, karena pemegang kedaulatan itu tidak terikat kontrak dengan masyarakat. Jelasnya, yang mengadakan kontrak adalah masyarakat sendiri, sehingga istilahnya adalah kontrak sosial, bukan kontrak antara pemerintah dengan yang diperintah.
Untuk terselenggaranya perdamaian maka menurut Thomas Hobbes, manusia-manusia itu lalu mengadakan perjanjian, yang disebut perjanjian masyarakat, untuk membentuk suatu masyarakat yang selanjutnya negara, di mana setiap orang dalam negara itu dapat bekerja untuk memiliki sesuatu dan tidak selalu terancam jiwanya.
Menurut Thomas Hobbes perjanjian masyarakat sifatnya langsung, artinya orang-orang yang menyelenggarakan perjanjian itu langsung menyerahkan atau melepaskan haknya atau kemerdekaannya kepada raja. Jadi, tidak melalui masyarakat. Raja berada di luar perjanjian, jadi tidak merupakan pihak dalam perjanijian itu dan mempunyai kekuasaan yang absolute. Sedangkan sebab adanya perjanjian itu sendiri adalah rasa takut yang ada pada tiap-tiap manusia bahwa keselamatannya selalu terancam. Jadi, pengikatnya adalah nasib. (Soehino, 2005:100)
B. JOHN LOCKE
Locke dilahirkan tahun 1632 di Wrington, Inggris. Dia memperoleh pendidikan di Universitas Oxford, peroleh gelar sarjana muda tahun 1656 dan gelar sarjana penuh tahun 1658. Selaku remaja dia tertarik sangat pada ilmu pengetahuan dan di umur tiga puluh enam tahun dia terpilih jadi anggota “Royal Society.” Dia menjadi sahabat kental ahli kimia terkenal Robert Boyle dan kemudian hampir sepanjang hidupnya jadi teman dekat Isaac Newton. Kepada bidang kedokteran pun dia tertarik dan meraih gelar sarjana muda di bidang itu meskipun cuma sekali-sekali saja berpraktek.
Locke menyandarkan kewajiban politik pada kontrak sosial. Ia memulai risalahnya tentang filsafat politik dengan menempatkan keadaan alamiah asli yang ia sebut sebagai komunitas umat manusia alamiah yang besar. Kondisi ini, demikian ia menggambarkannya, adalah kondisi hidup bersama di bawah bimbingan akal tetapi tanpa otoritas politik. Meskipun keadaan alamiah adalah keadaan kemerdekaan, ia bukan keadaan kebebasan penuh. Ia juga bukan masyarakat yang tidak beradab, tetapi masyarakat anarki yang beradab dan rasional.
Locke mengakui perlunya beberapa aturan hukum lain selain yang ada bersifat moral karena “hukum alam, sebagaimana hukum-hukum lain yang mengatur manusia di atas bumi, akan sia-sia jika tidak ada orang dalam keadaan alamiah yang mempunyai kekuasaan untuk melaksanakan hukum tersebut, dan juga untuk melindungi orang-orang yang tidak bersalah serta mencegah orang-orang yang ingin menyerang.
Dalam sistem sosial yang tergantung pada pelaksanaan sendiri dan hukum alam tersebut terdapat beberapa cacat, seperti pertama terdapat kebutuhan akan pelaksanaan hukum yang mapan, diketahui, yang diterima dan disetujui oleh kesepakatan bersama untuk menjadi standar benar dan salah, dan tindakan bersama untuk memutuskan semua pertentangtan di antara mereka; dan kedua, terterdapat kebutuhan akan hakim yang dikenal dan adil dengan otoritas memutuskan semua perselisihan menurut hukum yang baku. Di bawah kondisi seperti ini upaya manusia untuk menikmati hak pribadi dan hak miliknya menjadi tidak pasti dan tidak aman. Meskipun mempunyai kebebasan dan kemerdekaan dalam keadaan alamiah, berbagai kekurangan dari kondisi tersebut mendorong manusia untuk bersatu dalam masyarakat politik.
Menurut John Locke, untuk menjamin terlaksananya hak-hak asasi manusia, manusia lau menyelenggarakan perjanjian masyarakat untuk membentuk masyarakat yang selanjutnya negara. Dalam perjanjian itu, orang-orang menyerahkan hak-hak alamiahnya kepada masyarakat, tetapi tidak semuanya. Masyarakat ini kemudian menunjuk seorang penguasa, dan kepada penguasa ini kemudian diberikan wewenang untuk menjaga dan menjamin terlaksananya hak-hak asasi manusia tadi. Tetapi di dalam menjalankan tugasnya ini kekuasaan penguasa adalah terbatas. Yang membatasi adalah hak-hak asasi tersebut. Artinya, di dalam menjalankan kekuasaannya itu penguasa tidak boleh melanggar hak-hak asasi manusia. (Soehino, 2005:108)
John Locke menjelaskan bahwa memang ada kontrak sosial antara rakyat dengan penguasa dalam mengelola perihal kenegaraan dan kewargaan. Untuk menjalankan hal taresebut, maka negara pantas memiliki kekuasaan besar. Tetapi kekuasaan itu ada batasnya. Batasannya menurut John Locke adalah hak alamiah manusia yang melekat semenjak manusia itu lahir. Di antaranya adalah hak untuk hidup, hak atas kemerdekaan, hingga hak atas milik pribadi. (Leo Agustino, 2008:37).
Locke melanjutkan, pemisahan kekuasaan harus dillakukan ke dalam tiga institusi besar, yakni: (i) lembaga legislatif, lembaga yang merumuskan berbagai kebijakan; (ii) lembaga eksekutif, sebagai lembaga yang mengimplementasikan atau menjalankan kebijakan-kebijakan yang telah dirumuskan dan ditetapkan oleh parlemen; dan (iii) lembaga federative, sebagai wujud adanya interaksi hubungan negara lain. Sistem yang ditawarkan Locke kemudian dikenal dengan istilah Monarki Konstitusional atau Monarki Parlementer.
Beberapa sifat dari kontrak sosial Locke perlu dicatat, yaitu:
Pertama, prinsip yang mengerakkan di balik persetujuan ini bukanlah rasa takut akan kehancuran tetapi keinginan untuk menghindari gangguan keadaan alamiah. Orang-orang tidak lari dari kesulitan hidup dengan mencari perlindungan di balik kekuatan semua penguasa yang kuat.
Kedua, individu tidak meneyrahkan kepada komunitas tersebut hak-hak alamiahnya yang substansial, tetapi hanya hak untuk melaksanakan hukum alam.
Ketiga, hak yang diserahkan oleh individu. Locke mendaftar empat pembatasan khusus dari kekuasaan legislatif: (1) ia wajib mengikuti hukum alam yang “menjadi hukum abadi bagi semua orang, baik pembuat hukum atau orang lain; (2) Ia harus bertindak sesuai dengan hukum dan tidak boleh sewenang-wenang; (3) Ia tidak bisa menetapkan pajak terhadap harta milik rakyat tanpa persetujuan mereka; dan (4) Ia tidak mendelegasikan kekuasaan membuat hukum kepada pihak lain. pembatasan yang ditempatkan oleh Locke ini menunjukkan betapa kayanya gudang ide yang dikemukakannya bagi pemikiran politik Amerika. (http://seedhieqz.wordpress.com/2010/02/02/pemikiran-politik-zaman-pencerahan-dan-reformasi-antara-hobbes-dan-locke/)
Locke yakin bahwa perlindungan milik adalah tugas pokok, jika bukan satu-satunya, dari negara. Locke menjelaskan bahwa ketika ia menggunakan istilah properly (milik) yang ia maksudkan adalah “kehidupan, kebebasan dan estate”. Namun demikian, ia menempatkan hak milik pada tanah dan barang-barang pada kedudukan tertinggi di antara hak-hak prerogatif lainnya
Locke berpendapat bahwa pemerintahan sipil tidak perlu jika tidak karena adanya gangguan alamiah – gangguan yang menghalangi manusia dalam menikmati gak dan miliknya. Jadi, tugas dan fungsi negara adalah kekuasaan yang terorganisir untuk menjamin keteraturan dan menyelesaikan perselisihan. Pemerintah juga turut wajib untuk melindungi milik, menjaga keteraturan menyediakan lingkungan yang aman di mana individu-individu bisa mencapai tujuan mereka dengan bebas.
Sebagaimana yang dinyatakan Locke, jika kekuasaan sipil dibatasi oleh hukum alam, hasil logis dan akhir dari filsafat politiknya pasti tergantung pada pemahamannya terhadap watak hukum ini. Locke berpendirian bahwa terdapat ketentuan moral tertentu yang ditetapkan oleh Tuhan yang bersifat valid, terlepas apakah ia diketahui oleh pemerintah atau tidak. Pendekatan Locke terhadap pengetahuan manusia, lebih khususnya pada kemampuan manusia untuk mengetahui hukum moral, sangat dibatasi. Empirisme Locke yang kaku menyebabkan menolak setiap habitus prinsip-prinsip moral dalam diri manusia dan menolak bahwa hukum alam bisa diketahui dan kecenderungan alamiahmanusia pada kebenaran dan kebajikan.
C. ERA ZAMAN PENCERAHAN
Abad Pencerahan (Age of Enlightenment dalam literatur berbahasa Inggris) adalah suatu masa di sekitar abad ke-18 di Eropa yang diketahui memiliki semangat revisi atas kepercayaan-kepercayaan tradisional. Bertolak dari pemikirian ini, masyarakat mulai menyadari pentingnya diskusi-diskusi dan pemikiran ilmiah. Semangat ini kemudian ditularkan pula kepada koloni-koloni Bangsa Eropa di Asia, termasuk Indonesia. Contoh nyatanya adalah pendirian Bataviaasch Genootschap van Kunsten en Wetenschappen (Museum Gajah), suatu perhimpunan untuk menelaah ditinjau dari riset-riset ilmiah.
Zaman pencerahan di Eropa pada abad ke 18 sering dikaitkan dengan kemodernan Eropa, baik pemikiran maupun institusi politik dan sosial. Sebagai contoh, Revolusi Perancis yang tercetus pada 1789, dikatakan, sebagai pengaruh filsafat pencerahan, termasuk para filsof perancis, seperti Voltire, Holbach, D’Alembert dan lainnya. Dimana perubahan pemikiran telah membawa kepada perubahan sosial dan institusional yang kemudian membawa eropa pada era modern.
Menurut Immanuel Kant, pencerahan adalah bangkitnya manusia dari rasa ketidakmatangan. Orang-orang yang tercerahkan selalu berpikir ke depan dan selalu memikirkan kemungkinan yang lebih baik dari kondisi yang ada. Karena itulah mereka berani menggunakan pemahamannya sendiri dan membuang jauh-jauh pandangan-pandangan dari masa silam yang tak lagi relevan.
Perlu kita ketahui bahwa perubahan tersebut tidak terjadi dengan serta-merta, melainkan didahului oleh beberapa rentetan peristiwa yang saling berkaitan satu sama lain, seperti zaman Renaissance dan gerakan Reformation di abad 16, juga Revolution of Science di abad ke 17. Rentetan atau rangkaian proses ini, kemudian disebut “Rationalization” oleh Max Weber. Rationalization terlihat pada adanya reinterpretasi agama katolik, rasionalisasi agama, bahkan, bagi kalangan tertentu, adalah penolakan agama, seperti filsafat ateis-nya David Hume dan D’Holbach.
Dalam Abad Pencerahan, fungsi dan peran negara berwajah multi. Namun dari kesemua pandangan tentang negara yang meluber pada Abad Pencerahan dapat kita tarik benang merah ide yang tertuang, yakni negara mengada demi kepentingan dan keuntungan rakyat itu sendiri. Misalnya apa yang disampaikan oleh Thomas Hobbes, mengenai pentingnya peran negara dalam menekan perseteruan manusia yang pada dasarnya memiliki state of nature (keadaan alamiah) yang negatif (senang berperang, rakus kekuasaan, keji, senang melukai, iri, pendusta, korup, dan lain-lain).
D. J.J. ROSSEAU
Seperti halnya Hobbes dan Locke, Rousseau memulai analisisnya dengan kodrat manusia. Pada dasarnya manusia itu sama. Pada kondisi alamiah antara manusia yang satu dengan manusia yang lain tidaklah terjadi perkelahian. Justru pada kondisi alamiah ini manusia saling bersatu dan bekerjasama. Kenyataan itu disebabkan oleh situasi manusia yang lemah dalam menghadapi alam yang buas. Masing-masing menjaga diri dan berusaha menghadapi tantangan alam. Untuk itu mereka perlu saling menolong, maka terbentuklah organisasi sosial yang memungkinkan manusia bisa mengimbangi alam.
Seperti yang dikemukakan Rousseau bahwa manusia memiliki kebebasan penuh dan bergerak menurut emosinya. Kedaaan tersebut sangat rentan akan konflik dan pertikaian. Untuk menyelesaikan masalah tersebut, manusia mengadakan ikatan bersama yang disebut kontrak sosial.
Rousseau berpendapat bahwa negara merupakan bentuk nyata dari kontrak sosial. Individu-individu di dalamnya sepakat untuk menyerahkan sebagian dari hak-haknya untuk kepentingan bersama melalui pemberian kekuasaan kepada pihak-pihak tertentu di antara mereka. Kekuasaan tersebut digunakan untuk mengatur, mengayomi, menjaga keamanan maupun harta benda mereka. Hal inilah yang kemudian disebut sebagai kedaulatan rakyat.
Hal yang pokok dari perjanjian masyarakat adalah menemukan suatu bentuk kesatuan yang membela dan melindungi kekuasaan bersama di samping kekuasaan pribadi dan milik dari setiap orang, sehingga karena itu semuanya dapat bersatu. Akan tetapi, meskipun demikian masing-masing orang tetap mematuhi dirinya sendiri, sehingga orang tetap merdeka dan bebas seperti sedia kala. Pikiran inilah yang menjadi dasar dari semua pendapat-pendapat atau ajaran-ajaran selanjutnya. (Soehino, 2005:119)
Perbedaan teori kontak sosial dalam pandangan Hobbes dan Rousseau adalah Hobbes menyatakan bahwa setelah negara terbentuk sebagai suatu kontrak sosial, negara tidak terikat lagi dengan individu tetapi individulah yang terikat dengan negara dengan kata lain, negara dapat berbuat apa saja terhadap individu. Berbeda dengan Hobbes, Rousseau berpendapat bahwa negara adalah berasal dari kontrak sosial antara individu jadi negara merupakan representasi kepentingan individu-individu di dalamnya, negara harus berusaha mewujudkan kehendak umum bila kehendak itu diabaikan oleh negara, rakyat dapat mencabut mandatnya terhadap penguasa.
Rousseau mendambakan suatu sistem pemerintahan yang bersifat demokrasi langsung di mana rakyat menentukan penguasa atau pemimpin mereka, membuat tata negara dan peraturan secara langsung. Demokrasi langsung hanya dapat dilaksanakan pada wilayah yang tidak terlalu luas .
Menurut Roussau keanekaragaman pemerintahan di dunia adalah baik karena biasanya mengakomodasikan kepentingan beranekaragam bentuk, tradisi dan adat istiadat masyarakat yang berbeda-beda. Klasifikasi pemerintahan dan kriteria tolak ukur negara menurut Rousseau dapat dilihat berdasarkan jumlah mereka yang berkuasa.
Bila kekuasaan dipegang oleh seluruh atau sebagian besar warga negara (citizen magistrates lebih banyak dari ordinary privat citizen), maka bentuk negara tersebut adalah demokrasi. Tetapi bila kekuasaan dipegang oleh beberapa penguasa (ordinary privat citizen lebih banyak dari citizen magistrates) maka negara tersebut berbentuk aristokrasi. Apabila negara tersebut hanya terpusat pada satu orang penguasa, maka negara tersebut berbentuk monarki.
Rousseau juga berpendapat bahwa mungkin nanti terdapat bentuk negara campuran yang memadukan sistem dan bentuk negara demokrasi, aristokrasi dan monarki.
DAFTAR PUSTAKA
Agustino, Leo. 2008. Perihal ilmu Politik. Jakarta : Graha Ilmu.
Sidik, Fatah H. 2010. Pemikiran Politik Zaman Pencerahan dan Reformasi (Antara Hobbes dan Locke). http://seedhieqz.wordpress.com/. Tanggal Akses: 11 Juli 2010.
Soehino. 2005. Ilmu Negara. Yogyakarta : Liberty.
Tarigan, Tommy. 2008. Pemikiran-Pemikiran Filsafat Politik J.J. Rosseau. http://tommytarigan.wordpress.com/. Tanggal Akses: 12 Juli 2010.

MAXIMILIAN WEBER (1864-1920)

MAXIMILIAN WEBER (1864-1920)
  1. Biografi Max Weber
Maximilian Weber atau yang terkenal dengan sebutan Max Weber lahir di Erfurt, Thuringia, Jerman tanggal 21 April 1894 dan meninggal di Munchen, Jerman tanggal 14 Juni 1920 tepatnya pada usia 56 tahun. Dia adalah seorang ahli ekonomi politik dan sosiologi dari Jerman yang dianggap sebagai salah satu pendiri ilmu sosiologi dan administrasi negara modern. Weber menempati posisi penting dalam perkembangan sosiologi dimana signifikasinya tidak semata-mata bersifat historis, tapi ia juga menjadi sebuah kekuatan yang sangat berpengaruh dalam sosiologi kontemporer. Weber tidak sejalan dengan pandangan politik ayahnya dan sering kali berselisih pendapat karena liberalism Weber yang sangat mendukung demokrasi dan kebebasan manusia. Ibunya, Helen Weber, adalah seorang Protestan-Calvinis, dengan ide-ide absolutis moral yang kuat. Weber sangat dipengaruhi oleh pandangan-pandangan serta pendekatan ibunya kepada kehidupan. Meskipun Weber tidak menyatakan sebagai seorang yang religius, tetapi agama juga mempengaruhi pikiran dan tulisan-tulisannya. Misalnya, selain meneliti agama Kristen, Weber juga mempelajari agama-agama lain secara luas, seperti Konfusianisme, Hindu, Budha, Yahudi dan Islam. Buku The Protestant Ethic and the Spirit of Capitalism merupakan sebuah model dari metode historis dan sosiologis yang ditempuh Weber dalam meneliti tentang hubungan antara Calvinisme dan kemunculan kapitalisme.
Pendidikan Weber ditempuh di universitas Heidelberg, Goettingen dan Berlin, dan ia melanjutkan di perguruan tinggi yang disebut terakhir itu setelah memperoleh kualifikasi untuk praktik hukum di pengadilan-pengadilan di kota besar itu. Dia memperoleh gelar profesor penuh dalam bidang ekonomi di Freiburg dalam usia tiga puluh tahun, sebuah prestasi yang sangat menonjol dalam dunia akademis Jerman yang terkenal hierarkis dan berorientasi senioritas. Pada tahun 1896 ia memperoleh jabatan mengajar di Heidelberg, tetapi setahun kemudian ia menderita kelumpuhan syaraf yang, meskipun sudah sembuh sebagian, tidak memungkinkannya untuk mengemban secara penuh jabatan akademis itu selama sisa hidupnya. Selama empat tahun ia tidak aktif dalam pengembangan intelektual. Kemudian setelah itu selama 14 tahun, ia dapat menjalankan tugas-tugas akademis
  1. Pemikiran Max Weber
Karya Weber yang paling populer adalah esai yang berjudul “Etika Protestan dan Semangat Kapitalisme”, yang mengawali penelitiannya tentang sosiologi agama. Weber berpendapat bahwa agama adalah salah satu alasan utama bagi perkembangan yang berbeda antara budaya Barat dan Timur. Dalam karyanya yang terkenal lainnya, “Politik sebagai Panggilan, Weber mendefinisikan negara sebagai sebuah lembaga yang memiliki monopoli dalam penggunaan kekuatan fisik secara sah, sebuah definisi yang menjadi penting dalam studi tentang ilmu politik Barat modern.
Berikut ini adalah poin-poin penting dari pemikiran Weber:
  1. Pengaruh Intelektual
Bersamaan dengan pendapat filsafat Immanuel Kant (1724-1804) uang berpendapat bahwa “Metode-metode ilmu pengetahuan alam memberikan kita suatu pengetahuan yang benar mengenai dunia fenomenal eksternal yaitu dunia yang kita alami melalui rasa-rasa kita”. Karena sosiologi mesti memperhatikan analisa-analisa empirik dari masyarakat dan sejarah, metode sosiologi tentunya berbeda dengan metode ilmu pengetahuan alam. Analisa sosiologis meneliti dan mempelajari tindakan sosial dan konteks interaksi sosial, dan harus interpretive (didasari oleh pemahaman, verstehen), tidak melihat manusia sebagai objek yang hanya didorong oleh kekuatan-kekuatan impersonal. Pengaruh-pengaruh seperti ini dapat dilihat dalam pendekatan Weber mengenai metodologi, pemahaman dan tindakan sosial. Dari sinilah, Weber mengkritik pemikir positivis seperti Comte yang berusaha menyamakan ilmu sosial dengan ilmu alam. Kedua disiplin ilmu tersebut tidak bisa disamakan, ilmu alam lebih menekankan pada “penjelasan” (explanation; erklaren), sementara ilmu sosial sangat terkait dengan “pemahaman” (understanding; verstehen). Seperti Dilthey, Weber lebih menekankan pentingnya makna subjektif dan menolak bahwa kebudayaan manusia dapat difahami secara memadai tanpa interpretasi nilai.
  1. Ideologi dan Paham Individualisme
Weber sangat apresiatif terhadap paham individualism. Bahkan ia memperjuangkan faham ini. Ia juga menganggap dirinya sebagai seorang yang liberal, tetapi liberalismenya adalah “authoritarian liberalism”. Disamping itu, ia juga pembela kapitalisme Barat yang gigih, tetapi pada saat yang sama ia juga menjelaskan karakteristik kapitalisme yang kontradiktif dan berpotensi merusak. Ia sangat mendukung kebebasan, tetapi sangat skeptis terhadap demokrasi popular, dan tidak pernah meninggalkan ketertarikannya pada kepemimpinan politik yang otoriter dan despotik.
  1. Konsepsi Ilmu Sosial dan Metodologi Weber
  1. Penekanan Weber adalah pada tindakan sosial (social action), bukan struktur sosial. Dalam hubungan ini, ia membedakan empat tipe utama tindakan sosial: zweckrational (rasionalitas tujuan), wertrational (rasionalitas nilai), affective action (tindakan afektif) dan traditional action (tindakan tradisional).
  2. Penekanan pada makna (meaning). Disini ia mengemukakan suatu metode penelitian yang spesifik, yaitu verstehen. Metode ini dapat digambarkan sebagai upaya memahami aksi sosial melalui pemahaman empatik terhadap nilai dan kebudayaan orang lain.
  3. Ketiga, penekanan pada sosiologi bebas nilai. Dalam hal ini, Weber menyatakan bahwa ilmu selamanya tidak boleh menyajikan norma dan ideal-ideal yang mengikat, dan dijadikan acuan bagi aktifitas praktis.
  1. Sosiologi Agama dan Etika Protestan
Weber mengungkapkan bahwa segi keagamaan Kristen yang paling berpengaruh bagi pertumbuhan kapitalisme modern adalah justru asketisme. Asketisme ini dalam perkembangan agama Kristen, diwakili secara ekstrem dalam puritanisme yang muncul di Inggris pada abad ke-16 dan 17 sebagai kelanjutan dan perkembangan Calvinisme di Jenewa, Swiss. Asketisme kaum puritan memancar dalam etika mereka. Dalam buku Antropologi Agama, Brian Morris, memaparkan beberapa kritik terhadap tesis Weber ini. Kritik yang paling umum adalah penolakan terhadap berbagai korelasi atau pertalian antara Protestantisme dan Kapitalisme dengan didasarkan kepada landasan-landasan empiris. Misalnya, kapitalisme telah ada di negara-negara seperti Itali, Perancis, Spanyol, Portugal sebelum dan terlepas dari etika Protestan.
  1. Kepemimpinan Kharismatik dan Kharisma
Kharisma dipandang oleh Weber sebagai kekuatan inovatif dan revolutif, yang menentang dan mengacaukan tatanan normatif dan politik yang mapan. Otoritas kharismatis didasarkan pada person ketimbang hukum impersonal. Pemimpin kharismatik menuntut kepatuhan dari para pengikutnya atas dasar keunggulan personal, seperti misi ketuhanan, perbuatan-perbuatan heroik dan anugerah yang membuat dia berbeda.
  1. Analisis dan Kritisi serta Implementasi Pemikiran Weber
Analisis terhadap pemikiran Weber, saya akan memberikan contoh penjelasan dari pemikiran yang dikluarkan oleh Weber. Yaitu tentang kepemimpinan Kharismatik dan kharisma. Satu contoh hal itu adalah representatif adalah kharisma yang dimiliki oleh Abdurrahman Wahid (Gus Dur) yang mewarisi kharisma melalui hubungan darah, keturunan, dan institusi, disamping pengetahuan Gus Dur yang mendalam tentang masalah-masalah sosial, politik serta keagamaannya. Gus Dur telah mengeluarkan beberapa pemikiran keagamaan maupun masalah-masalah kemanusiaan dan demokrasi yang telah mengguncang tatanan normatif masyarakat Islam tradisional NU. Gus Dur yang lahir di daerah Jombang mempunyai seorang kakek yang kharismatik Hasyim Asy’ari yang merupakan satu dari pemimpin Muslim terbesar Indonesia serta seorang ayah Whid Hasyim yang juga merupakan tokoh penting dan pernah menjabat posisi Menteri Agama pada tahun 1945. Kharisma itulah yang membuat para pengikut Gus Dur sangat loyal, bahkan sekalipun tindakan Gus Dur seringkali sulit dipahami dan membingungkan banyak orang. Masyarakat tradisional NU bahkan berani mati untuk mendukung tokoh ini. Ini terbukti dengan dibentuknya “pasukan berani mati” untuk membela Gus Dur dari upaya-upaya yang ingin menjatuhkan kekuasaannya, sekalipun pembentukan pasukan ini juga mengundang kontroversi di kalangan NU juga.
Salah satu poin pokok Weber adalah tentang agama Kristen yang berpengaruh terhadap pembentukan kapitalisme dalam masyarakat modern. Doktrin Protestan yang kemudian melahirkan karya Weber tersebut telah membawa implikasi serius bagi tumbuhnya suatu etos baru dalam komunitas Protestan, etos itu berkaitan langsung dengan semangat untuk bekerja keras guna merebut kehidupan dunia dengan sukses. Kapitalisme yang dimaksud adalah sebagai bentuk kebiasaan yang sangat mendukung pengejaran rasionalitas terhadap keuntungan ekonomi. Semangat seperti itu telah menjadi kodrat manusia-manusia rasional, artinya pengejaran bagi kepentingan-kepentingan pribadi diutamakan daripada memikirkan kepentingan dan kebutuhan kolektif. Hal seperti itu memang baik, tapi dalam konteks masyarakatnya masih kurang memuaskan, karena hanya menekankan kepada dirinya sendiri dan tidak rasional dalam melaksanakan kegiatan sehari-harinya.
  1. Kesimpulan
Pada dasarnya semua pemikiran yang telah dikemukakan oleh Weber merupakan salah satu pemikiran yang menunjukan demi kemajuan masyarakat. Pendapatnya tentang masyarakat adalah, masyarakat muncul secara abstark yaitu khayalan yang menunjukkan tentang kelahiran modernitas yang dijanjikan oleh pemikir sosial dalam lingkungan masyarakatnya. Weber menjelaskan tentang agama, kapitalisme, dan rasionalisasi merupakan bentuk masyarakat moder yang mempresentasikan institusionalisasi dan instrumental rasionalitas atas semua bentuk dukungan masyarakat. Kapitalisme modern merupakan akhir perjalanan akhir dari proses rasionalisasi. Weber juga melihat ada keterkaitan antara kehidupan penganut Calvinis yang diberi pedoman oleh agama mereka dan jenis perilaku serta sikap yang diperlukan bagi kapitalisme agar mereka bekerja secara efektif.
Menurut Max Weber bahwa suatu cara hidup yang teradaptasi dengan baik memiliki ciri-ciri khusus kapitalisme yang dapat mendominasi yang lainnya merupakan kenyataan yang real ketika masa-masa awal revolusi industri, ketika Weber hidup, kenyataan-kenyataan itu mejadi sesuatu yang benar-benar nyata dipraktekkan oleh manusia. Hidup harus dimulai di suatu tempat dan bukan dari individu yang terisolasi semata melainkan sebagai suatu cara hidup lazim bagi keseluruhan kelompok manusia.
  1. Referensi
http://id.wikipedia.org/wiki/Maximilian_Weber. diakses Minggu, 31 Oktober 2010.
http://enikkirei.multiply.com/journal/item/115. diakses Minggu, 31 Oktober 2010.
Suhelmi, Ahmad. 2004. Pemikiran Politik Barat. Jakarta: Gramedia.


JEAN JACQUES ROUSSEAU (1712-1778)
  1. Biografi J J Rousseau
Jean Jacques Roussaeu atau yang sering dijuluki sebagai J J Rousseau lahir di Genewa tanggal 28 Juni 1712 dan meninggal di Ermenonville tanggal 2 Juli 1778 merupakan seorang tokoh filosofi besar, penulis dan komposer pada abad pencerahan. Pemikiran filosofinya mempengaruhi revolusi Prancis, perkembangan politika modern dan dasar pemikiran edukasi. Karya novelnya, Emile, atau On Education yang dinilai merupakan karyanya yang terpenting adalah tulisan kunci pada pokok pendidikan kewarganegaraan yang seutuhnya. Julie, ou la nouvelle Heloise, novel sentimental tulisannya adalah karya penting yang mendorong pengembangan era pre-romanticism dan romanticism di bidang tulisan fiksi. Karya autobiografi Rousseau adalah: “Confession”, yang menginisiasi bentuk tulisan autobiografi modern, dan Reveries of a Solitary Walker (seiring dengan karya Lessing and Goethe in German dan Richardson and Sterne in English), adalah contoh utama gerakan akhir abad ke 18 “Age of Sensibility”, yang memfokus pada masalah subjectivitas dan introspeksi yang mengkarakterisasi era modern. Rousseau juga menulis dua drama dan dua opera dan menyumbangkan kontribusi penting dibidang musik sebagai teorist. Pada perioda revolusi Prancis, Rousseau adalah filsafat terpopuler diantara anggota Jacobin Club. Dia dimasukan sebagai pahlawan nasional di Panthéon Paris, pada tahun 1794, enam belas tahun setelah kematiannya.
Krya-karya Rousseau:
  1. Iajoooo sur les sciences et les arts (1750)
  2. Narcissus, or The Self-Admirer: A Comedy, 1752
  3. Le Devinda du Village: an opera, 1752,
  4. Discours sur l'origine et les fondements de l'inégalité parmi les hommes), 1754
  5. Discourse on Political Economy, 1755
  6. Lettre à d'Alembert sur les spectacles, 1758
  7. Julie, ou la nouvelle Héloïse, 1761
  8. The Creed of a Savoyard Priest, 1762 (in Émile)
  9. The Social Contract, or Principles of Political Right (Du contrat social), 1762
  10. Four Letters to M. de Malesherbes, 1762
  11. Lettres de la montagne, 1764
  12. Confessions of Jean-Jacques Rousseau (Les Confessions), 1770, diterbitkan 1782
  13. Constitutional Project for Corsica, 1772
  14. Considerations on the Government of Poland, 1772
  15. Essai sur l'origine des langues, terbit 1781
  16. Rêveries du promeneur solitaire, (tidak selesai), diterbitkan 1782
  17. Dialogues: Rousseau Judge of Jean-Jacques, published 1782
Ibunya meninggal saat ia bayi dan ia diasuh oleh saudara ibunya dan ayahnya yang miskin. Masa kecilnya tidak begitu indah ketika meninggalkan sekolah pada umur 12 dan pada gilirannya meninggalkan Jenewa pada umur 16. Hidup Rousseau memang sangat aneh, juga ia memiliki kepribadian yang aneh pula. Ia adalah orang yang penuh perasaan, semangat, dan sangat blak-blakan tentang dirinya. Apa yang dilihat orang lain, walaupun sejelek apapun, adalah pribadi sebenarnya darinya. Sifat ini dapat diamati dari bukunya yang berjudul Le Confessions (Pengakuan).

  1. Pemikiran Rousseau
Rousseau dengan romantik-nya dalam mengamati pendirian negara dan masyarakat juga dapat kita lihat pada bukunya Du Contrat Social (Perjanjian Sosial). Tulisan ini menggambarkan semangat kembali ke alam pedesaan yang asri, dengan meninggalkan perkotaan, perdagangan, industri, uang, dan kemewahan. Namun, Rousseau tidak asal menolak kota, ia setuju arti kota pada Yunani Kuno.
Dalam bukunya, Rousseau berpendapat bahwa dalam mendirikan negara dan masyarakat kontrak sosial sangat dibutuhkan. Namun, Rousseau berpendapat bahwa negara dan masyarakat yang bersumber dari kontrak sosial hanya mungkin terjadi tanpa paksaan. Negara yang disokong oleh kemauan bersama akan menjadikan manusia seperti manusia sempurna dan membebaskan manusia dari ikatan keinginan, nafsu, dan naluri seperti yang mencekamnya dalam keadaan alami. Manusia akan sadar dan tunduk pada hukum yang bersumber dari kemauan bersama. Kemauan bersama yang berkwalitas dapat mengalahkan kepentingan diri, seperti yang menjadi pokok permasalahan pemikiran Hobbes.
Konsep pertama Rousseau tentang negara adalah hukum (law). Rousseau menyebut setiap negara yang diperintah oleh hukum dengan Republik, entah bagaimanapun bentuk administrasinya. Selanjutnya, badan legislatif (the legislator) yang “maha tahu” membuat dasar aturan/ hukum namun sama sekali tidak memiliki kekuasaan memerintah orang. Menurutnya, kekuasaan legislatif harus di tangan rakyat sedang eksekutif harus berdasar pada kemauan bersama. Rakyat seluruhnya, dianggap sejajar dengan penguasa manapun, mengadakan sidang secara periodik dan ini meminggirkan fungsi eksekutif. Oleh karena itu, keterlibatan masyarakat yang seperti ini sulit terjadi pada kota yang sangat besar.
Rousseau tidak membenarkan adanya persekutuan, termasuk partai yang menurutnya hanya berujung pada penyelewengan. Selain itu, menurutnya, negara jangan terlalu besar dan terlalu kecil dengan masalahnya masing-masing, disarankan sebesar polis.
Kebaikan Teori Rousseau antara lain sebagai landasan demokrasi modern dan menonjolkan fungsi warga negara dalam masyarakat dan negara. Selain itu, Rousseau mengubah sistem politik penuh kekerasan menjadi musyawarah. Teori dan perjanjian ini juga akan menunjukkan tanggung jawab pemerintah terhadap rakyatnya. Teori Kontrak Sosial-nya menganut aliran pactum unionis, yaitu perjanjian masyarakat yang sebenarnya. Ia menghendaki bentuk negara di mana kekuasaanya di tangan rakyat, atau Demokrasi Mutlak.
Pemikiran Rousseau tentang agama sangat aneh, hal ini juga dilihat perubahan agamanya dari Calvinisme menjadi Katholik dan kembali Calvinisme. Ia dengan tegas menolak adanya agama Protestan di negaranya. Hal itu dikarenakan Protestan mementingkan isolasi diri dan berpotensi memecah-belah negara. Agama baginya adalah sebagai penguat negara, bukan sebaliknya. Rousseau lebih membenarkan negara seperti Nabi Muhammad dan khalifah-khalifahnya yang memiliki perpaduan antara rohaniah dan duniawiah.
  1. Analisis dan Kritisi serta Implementasi Pemikiran Rousseau
Kodisi dan implementasi pemikiran Rousseau jika diterapkan di Indonesia ada benarnya juga. Terutama adnya partai yang digunakan oleh elite-elite tertentu untuk mencapai dan memperoleh kekuasaan untuk di jajaran pemerintahan. Namun kekuasaan untuk tersebut tidak jarang keluar dari konteks penyelewengan. Penyelewengan tersebut dapat terwujud sepertipenggunaan kekuasaan sengan seenaknya untuk membuat sebuah kebijaka demi kepentingan dirinya sendiri. Sedangkan rakyatnya masih banyak yang terbengkelai. Tak heran banyak timbul label ketidakpercayaan masyarakat terhadap pemerintahan.
Di sisi lain pemikiran Rousseau sangat berkesinamungan jika diterapkan di Indonesia, yaitu tentang landasan demokrasi modern dan penonjolan terhadap fungi warga negara dalam pembangunan negara yang berwawasan masyarakat. Namun ada satu pemikiran Rousseau yang sulit untuk direalisasikan yaitu mengubah sistem politik yan penuh kekerasan menjadi musyawarah. Hal tersebut terbukti pada saat pemilu berlangsung, dimana ada sebagian partai yang kalah dalam pemilihan mengeluarkan kroni-kroni mereka untuk melakukan tindakan-tindakan nyata dimasyarakat atau pihak-pihak tertentu. Selain itu tatanan pemerintahan yang masih dapat dikatakan jauh dari keberhasilan tata kelola penyelenggaraan pemerintahan. Ada pemikiran Rousseau yang membenarkan sistem pemerintahan negara Nabi Muhammad dan khalifah-khalifahnya yang memiliki perpaduan antara rohaniah dan duniawiah. Seperti kita ketahui Indonesia merupakan salah satu negara dengan proporsi jumlah penduduk umat muslik terbesar di dunia. Banyak hal yang diputuskan dalam pembentukan kebijakan dengan didasari oleh kitab masing-masing agama.
  1. Kesimpulan
Rousseau mengemukakan pendapatnya tentang kontrak sosial, dimana hal tersebut sangat diperlukan dalam pembentukkan negara. Peran masyarakat disini diperlukan agar keberhasilan pembangunan terwujudkan. Disini Rousseau juga menekankan kepada masyarakat yang berperinsip Demokrasi Mutlak dimana kekuasaan negara ada ditangan rakyat, artinya segala keputusan/kebijakan pemerintah yang dibuat harus sesuai dengan hati nurani rakyat dan keinginan rakyat. Selain itu Rousseau tidak membenarkan adanya persekutuan termasuk adanya partai yang berjuang pada kekuasaan dalam bentuk penyalahgunaan kekuasaan.

  1. Referensi
http://id.wikipedia.org/wiki/Jean-Jacques_Rousseau. diakses Minggu, 31 Oktober 2010.
Rousseau, J. J. 1989. Perihal Kontrak Sosial atau Prinsip-rinsip Hukum Politik edisi Pertama (Terjemahan). Jakarta: PT Dian Rakyat.
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